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SC

Scott L. Crawford

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CRD#: 857452
SC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Lee Crawford was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1978. Scott had worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 53, Series 24, Series 4 and Series 12 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BRIDGE CAPITAL POSITION: Owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2021 ADDRESS: 2018 Linden Ave, Highland Park IL 60035, United States DESCRIPTION: Bridge Capital is a goal based financial planning firm providing investment and planning services to individuals, corporations. This is a DBA for prospective firm with Securian Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 10, 2023 - December 22, 2023

LION STREET FINANCIAL, LLC

BD
CRD#: 165828
Highland Park, IL
Past

November 5, 2021 - September 12, 2022

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
Deerfield, IL
Past

September 27, 2021 - September 12, 2022

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
Deerfield, IL
Past

February 16, 2018 - December 31, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
CHICAGO, IL
Past

February 15, 2018 - January 8, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
CHICAGO, IL
Past

February 25, 2010 - February 21, 2018

B. RILEY WEALTH MANAGEMENT

RIA
CRD#: 2543
CHICAGO, IL
Past

February 25, 2010 - February 21, 2018

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
CHICAGO, IL
Past

May 2, 2008 - February 3, 2010

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
CHICAGO, IL
Past

May 2, 2008 - February 3, 2010

OPPENHEIMER & CO. INC.

BD
CRD#: 249
CHICAGO, IL
Past

October 10, 2003 - March 13, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHICAGO, IL
Past

October 10, 2003 - March 13, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHICAGO, IL
Past

February 14, 1998 - June 10, 2003

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
CHICAGO, IL
Past

April 23, 1993 - June 10, 2003

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

June 4, 1990 - November 6, 1992

GKB, INC.

BD
CRD#: 350
KANSAS CITY, MO
Past

February 15, 1988 - June 27, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

September 25, 1978 - February 15, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/15/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/8/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/1978
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/12/1990
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/30/1989
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/7/1983
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 12
Date: 8/27/1982
NYSE Branch Manager Examination

Current Firm

LS
LION STREET FINANCIAL, LLC
LION STREET FINANCIAL, LLC

CRD#: 165828 / SEC#: , 8-69183

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
300 Colorado St Suite 2600, Austin, TX 78701
Mailing Address
300 Colorado St Suite 2600, Austin, TX 78701
Phone number
(512) 776-8400
Established
Delaware since 01/07/2022
Firm type
Limited Liability Company
Fiscal year end
January
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LION STREET, LLCHOLDING COMPANY
BURMEISTER, JOHN FREDRICK IIPRESIDENT & CEO4245451
HECKLER, CARIE MARIECHIEF COMPLIANCE OFFICER4557559
RATAJCZAK, KARIFINANCIAL & OPERATIONS PRINCIPAL6008791

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LION STREET FINANCIAL, LLC

CRD#: 165828

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