Neil S. Crespi
Professional summary
Neil Steven Crespi, who also goes by Neil Crespi, is a registered financial professional currently at MONNESS CRESPI HARDT & CO., INC. located in New York, New York.
Neil is registered as a RR (Registered Representative) and started their career in finance in 1978. Neil has worked at 1 firm and has passed the Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Neil Steven Crespi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 1978 - Present
MONNESS CRESPI HARDT & CO., INC.
Office #1: 767 Third Ave, New York, NY 10017Office #2: 767 Third Avenue, New York, NY 10017-2047State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2025)
(4/18/2025)
(8/14/2025)
(7/19/1989)
(1/4/2010)
(7/1/1992)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 9/24/1998
Limited Representative-Equity Trader ExamFINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
MONNESS CRESPI HARDT & CO., INC.
CRD#: 7424 / SEC#: , 8-21380
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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