Robert C. Keyser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Caldwell Keyser was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1978. Robert had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2003 - December 19, 2017
DALE K. EHRHART, INC.
January 8, 2003 - September 13, 2010
DALE K. EHRHART, INC.
February 25, 1999 - January 2, 2003
VALIC FINANCIAL ADVISORS, INC.
February 18, 1999 - January 2, 2003
VALIC FINANCIAL ADVISORS, INC.
February 10, 1999 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
October 15, 1998 - February 19, 1999
WADDELL & REED
September 25, 1978 - April 20, 1998
KASHNER DAVIDSON SECURITIES CORPORATION
Primary Firm SEC Registration
DALE K. EHRHART, INC.
CRD#: 35971 / SEC#: 801-13542, 8-47154
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DALE K. EHRHART, INC.
CRD#: 35971 / SEC#: 801-13542, 8-47154
Contact information
SEC notice filing (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARTLEY, MICHAEL THOMAS | CEO | 1522614 |
| TRAMMELL, THOMAS BLAIR | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 1003389 |
| GETTE, MICKI RUTH | TREASURER FOP | 2229275 |
| HARTLEY, MICHAEL WARREN | VICE PRESIDENT - RESEARCH | 4828732 |
| KEYSER, ROBERT CALDWELL | VICE PRESIDENT - INSURANCE | 857271 |
| MOORE, JAMES HENRY | ASSISTANT VICE PRESIDENT | 4165738 |
| SANDERS, BYRON ANTHONY | PRESIDENT | 835737 |
| TRAMMELL, NANCY JEAN | SECRETARY | 2454656 |
Regulatory assets under management
| Total Number of Accounts | 288 |
| AUM (Assets Under Management) | $ 561,522,571 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 08/26/2024 | ||
| 07/21/2023 | ||
| 08/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
