Thomas Blair Trammell
Professional Summary
Thomas Blair Trammell, who also goes by Tom Trammell, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1982 - 2025. Thomas had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 12, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Trammell
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
ASSET CLASS STRATEGIES | DALE K. EHRHART, INC.
Contact Information
Main Address
100 W Venice Ave Suite G, Venice, FL 34285Phone Number
(941) 485-8220Established
Delaware since 10/30/1975Firm Type
CorporationFiscal Year End
December# of Employees
6SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARTLEY, MICHAEL THOMAS | CEO | 1522614 |
| TRAMMELL, THOMAS BLAIR | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 1003389 |
| GETTE, MICKI RUTH | TREASURER FOP | 2229275 |
| HARTLEY, MICHAEL WARREN | VICE PRESIDENT - RESEARCH | 4828732 |
| KEYSER, ROBERT CALDWELL | VICE PRESIDENT - INSURANCE | 857271 |
| MOORE, JAMES HENRY | ASSISTANT VICE PRESIDENT | 4165738 |
| SANDERS, BYRON ANTHONY | PRESIDENT | 835737 |
| TRAMMELL, NANCY JEAN | SECRETARY | 2454656 |
Regulatory Assets Under Management
Total Number of Accounts
309AUM (Assets Under Management)
$648,772,602Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | Cover Page | Report |
| 08/26/2024 | Cover Page | Report |
| 07/21/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ASSET CLASS STRATEGIES | DALE K. EHRHART, INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 12 — NYSE Branch Manager Examination
Passed Mar 1984Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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