Geoffrey B. Lynch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Beaufort Lynch JR, who also goes by Geoff Lynch Jr, Geoff Lynch, was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1978. Geoffrey had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2017 - December 31, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 1, 2017 - December 31, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 21, 2011 - June 1, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 15, 2011 - June 1, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 23, 2005 - April 8, 2011
JANNEY MONTGOMERY SCOTT LLC
September 23, 2002 - April 8, 2011
JANNEY MONTGOMERY SCOTT LLC
January 1, 1998 - October 2, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 1, 1998 - October 2, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 7, 1993 - January 1, 1998
NATIONSSECURITIES
March 31, 1992 - June 7, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 19, 1990 - March 31, 1992
NATIONSBANC SECURITIES OF GEORGIA, INC.
November 16, 1988 - October 12, 1993
FIVE X SECURITIES, LLC
August 15, 1983 - December 1, 1988
CITIGROUP GLOBAL MARKETS INC.
January 31, 1980 - August 15, 1983
UBS FINANCIAL SERVICES INC.
September 25, 1978 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
