Susette Gustini
Professional summary
Susette Gustini, who also goes by Susette Kirkpatrick Gustini, Susette Parran Gustini, Susette Parran Kirkpatrick, is a registered financial advisor currently at SARGENT INVESTMENT GROUP located in Bethesda, Maryland.
Susette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Susette has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susette Gustini's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2019 - Present
SARGENT INVESTMENT GROUP
Office #1: 4920 Elm Street Suite 305, Bethesda, MD 20814May 18, 2010 - December 31, 2018
SKG GROUP, LLC
August 4, 2003 - June 10, 2010
TOLLEFSON GUSTINI & CO. INVESTMENT MANAGEMENT LLC
June 14, 1994 - May 5, 2000
MID ATLANTIC INVESTOR SERVICES, INC.
September 22, 1978 - August 10, 1995
THOMSON MCKINNON SECURITIES INC.
Primary Firm SEC Registration
SARGENT INVESTMENT GROUP
CRD#: 297499 / SEC#: 801-113542
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/11/2019)
Exams
Current Firm
SARGENT INVESTMENT GROUP
CRD#: 297499 / SEC#: 801-113542
Contact information
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,258 |
| AUM (Assets Under Management) | $ 1,282,044,465 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/23/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
