David W. Parsons

OLD NORTH STATE WEALTH MANAGEMENT

Captiva, FL

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CRD#: 856871

Professional summary

David William Parsons, CFP® is a registered financial advisor currently at OLD NORTH STATE WEALTH MANAGEMENT, LLC located in Captiva, Florida and APW CAPITAL, INC. located in Wilmington, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. David has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Parsons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

May 14, 2019 - Present

OLD NORTH STATE WEALTH MANAGEMENT, LLC

RIA

CRD#: 148659

Captiva, FL

Current

May 6, 2019 - Present

APW CAPITAL, INC.

Office #1: 1430 Commonwealth Drive Suite 200, Wilmington, NC 28403

CRD#: 43814

Wilmington, NC

Past

February 16, 2016 - May 14, 2019

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Wilmington, NC

Past

February 16, 2016 - May 14, 2019

J.W. COLE FINANCIAL, INC.

CRD#: 124583

Wilmington, NC

Past

September 3, 2003 - March 2, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

TARPON SPRINGS, FL

Past

August 26, 2003 - March 2, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

TARPON SPRINGS, FL

Past

December 18, 2000 - July 1, 2003

WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449

JACKSONVILLE, FL

Past

July 20, 1999 - September 27, 2000

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

August 16, 1996 - February 5, 1999

EXECUTIVE SERVICES SECURITIES, LLC

CRD#: 25299

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLD NORTH STATE WEALTH MANAGEMENT, LLC

OLD NORTH STATE WEALTH MANAGEMENT | OLD NORTH STATE WEALTH MANAGEMENT, LLC

CRD#: 148659 / SEC#: 801-69690

RIA

Registered Investment Advisory firm - (10/24/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/6/2019)

IAR

Florida
(9/24/2025)

Georgia
(1/4/2022)

Indiana
(11/10/2020)

Maryland
(5/6/2019)

Missouri
(5/6/2019)

New Mexico
(8/31/2022)

North Carolina
(5/6/2019)

Pennsylvania
(5/6/2019)

IAR

Texas
(11/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/30/1996

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/9/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/15/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OLD NORTH STATE WEALTH MANAGEMENT, LLC

OLD NORTH STATE WEALTH MANAGEMENT | OLD NORTH STATE WEALTH MANAGEMENT, LLC

CRD#: 148659 / SEC#: 801-69690

RIA

Registered Investment Advisory firm - (10/24/2008 Approved)

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Contact information

Main Address

1430 Commonwealth Drive, Suite 200, Wilmington, NC 28403

Mailing Address

Phone number

(910) 509-3800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OLD NORTH STATE WEALTH MANAGEMENT BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,062
AUM (Assets Under Management)	$ 384,507,909

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David W. Parsons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Parsons's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

WESTPORT FINANCIAL SERVICES, L.L.C.

HIMCO DISTRIBUTION SERVICES COMPANY

EXECUTIVE SERVICES SECURITIES, LLC

Primary Firm SEC Registration

OLD NORTH STATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/1996

Series 65

Date: 7/9/1996

SIE

Date: 10/1/2018

Series 7

Date: 1/4/2006

Series 6

Date: 8/15/1996

FINRA

Current Firm

OLD NORTH STATE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLD NORTH STATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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