Thomas P. Danco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Peter Danco, who also goes by Tom Danco, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1978. Thomas had worked at 9 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE and Series 1 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2019 - July 6, 2026
THE LEADERS GROUP, INC.
August 3, 2012 - December 31, 2017
INDEPENDENT FINANCIAL GROUP, LLC
January 3, 2012 - June 11, 2012
SCF SECURITIES, INC.
June 1, 2006 - December 31, 2011
M HOLDINGS SECURITIES, INC.
March 27, 1996 - December 31, 2002
MUTUAL SERVICE CORPORATION
January 1, 1996 - June 6, 2006
TBG FINANCIAL
January 30, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 30, 1990 - November 30, 1995
PRUCO SECURITIES, LLC.
September 1, 1978 - December 31, 1989
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 8/28/1978
Registered Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.