SH
Stephen E. Hamilton
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CRD#: 856214
SH
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Edward Hamilton was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1981. Stephen had worked at 9 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 2 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PRESIDENT OF CHARITABLE NON PROFIT BOARD; NOT INVESTMENT RELATED; 11409 W. 72ND TER, KS 66203-4319; I AM PRESIDENT OF THE CHARITABLE NON PROFIT HEARTLAND WIDOWED PERSONS SERVICE INC; PRESIDENT; 01/15/1987; APPX 20 HRS/MONTH; APPX .5 HRS/MONTH DURING TRADING; HEARTLAND WIDOWED PERSONS SERVICES FACILITATES GRIEF AND LOSS PROGRAMING FOR WIDOWS AND WIDOWERS
2) LIFE HEALTH PENSION INSURANCE; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BUSINESS; LIFE INSURANCE; INSURANCE AGENT; 01/06/1980; APPX 5 HRS/MONTH; APPX .5 HRS/MONTH DURING TRADING; SELL LIFE, HEALTH,&ANNUITIES
3) OWN RESIDENTIAL RENTAL PROPERTY; NOT INVESTMENT RELATED; SAM ADDRESS AS REGISTERED BUSINESS; REAL ESTATE-COMMERCIAL PROPERTY; OWN RESIDENTIAL RENTAL PROPERTY; APPX 1 HR/MONTH; APPX 0 HRS/MONTH DURING TRADING; COLLECT RENT, MAINTAIN THE PROPERTY
4) AMERICAN PATHWAYS UNIVERSITY; NOT INVESTMENT RELATED; 1234 W 59TH ST DENVER, CO 80229; CHARITY OR NON-PROFIT-BOARD OF DIRECTORS OF EDUCATIONAL INSTITUTION; BOARD MEMBER; 09/22/2008; APPX 1 HR/MONTH; APPX 0 HRS/MONTH DURING TRADING; ON THE ACADEMIC REVIEW COMMITTEE
5) TAX RETURN PREPARATION; NOT INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; TAX SERVICES-PREPARE A FEW TAX RETURNS FOR CLIENTS; TAX PREPARATION; 10/12/2011; APPX .5 HRS/MONTH; APPX 0 HRS/MONTH DURING TRADING; PREPARE TAX RETURNS
6) GRIEF SUPPORT NETWORK; NOT INVESTMENT RELATED; P.O. BOX 2114 SHAWNEE MISSION, KS 66202; BOARD OF DIRECTORS: NON-PROFIT; TREASURER; 06/06/2017; APPX 2 HRS/MONTH; APPX >1 HR/MONTH DURING TRADING; RECEIVE MEMBERSHIP DUES AND MAINTAIN MEMBERSHIP LIST
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 2, 2020 - October 23, 2024
LEXAURUM ADVISORS
RIA
CRD#: 283653
Overland Park, KS
Past
September 20, 2019 - January 6, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
OVERLAND PARK, KS
Past
September 1, 2016 - January 6, 2020
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
OVERLAND PARK, KS
Past
September 1, 2016 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
OVERLAND PARK, KS
Past
February 7, 2003 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
OVERLAND PARK, KS
Past
March 21, 1994 - February 7, 2003
THE MASTERS, INC.
RIA
CRD#: 108432
OVERLAND PARK, KS
Past
December 10, 1986 - December 31, 1989
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
December 16, 1985 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
OVERLAND PARK, KS
Past
October 8, 1985 - December 24, 1985
O. R. SECURITIES, INC.
BD
CRD#: 10216
Past
July 1, 1981 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
BD
CRD#: 5717
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LEXAURUM ADVISORS
BLUE SKY FINANCIAL MANAGEMENT | WILEY FINANCIAL SERVICES | WEALTHCHARTER RETIREMENT PLANNING | VERITAS INVESTMENT PARTNERS, LLC | THE KIRKWOOD GROUP | THE DONNELLY COMPANY | SULLIVAN WEALTH STRATEGIES | STAPF FINANCIAL SERVICES | SPICER RETIREMENT ADVISORS | SHEPHERD ADVISOR | SEASONS FINANCIAL GROUP | RICHARD A. GAGNE & ASSOCIATES | PERSINGER PLANNING | PASCOLO 271 PRIVATE WEALTH MANAGEMENT | PARTRIDGE WEALTH | NAVALIS WEALTH MANAGMENT | LEXAURUM ADVISORS, LLC | LEXAURUM ADVISORS | LAZOR INSURANCE & FINANCIAL SERVICES | KRANSTUBER WEALTH MANAGEMENT | KOWITZ FINANCIAL GROUP | JR HASSEN WEALTH MANAGEMENT | INTEGRATIVE RISK MANAGEMENT | IN THE GAME WEALTH MANAGEMENT | HERITAGE ADVISORS | HARSHA ADVISORY GROUP | GRANT MARSHALL RETIREMENT & WEALTH PLANNING | GEMINI FINANCIAL ADVISORS | GAMEDAY WEALTH MANAGEMENT | FOCAL POINT FINANCIAL GROUP | ELEMENTAL WEALTH GROUP | CARPENTER AND ASSOCIATES | CAPITAL RESOURCE GROUP
CRD#: 283653 / SEC#: 801-107738
RIA
Registered Investment Advisory firm - (5/10/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 1/28/1977
Non-Member General Securities ExaminationPrincipal/Supervisory Exam
Current Firm
LA
LEXAURUM ADVISORS
BLUE SKY FINANCIAL MANAGEMENT | WILEY FINANCIAL SERVICES | WEALTHCHARTER RETIREMENT PLANNING | VERITAS INVESTMENT PARTNERS, LLC | THE KIRKWOOD GROUP | THE DONNELLY COMPANY | SULLIVAN WEALTH STRATEGIES | STAPF FINANCIAL SERVICES | SPICER RETIREMENT ADVISORS | SHEPHERD ADVISOR | SEASONS FINANCIAL GROUP | RICHARD A. GAGNE & ASSOCIATES | PERSINGER PLANNING | PASCOLO 271 PRIVATE WEALTH MANAGEMENT | PARTRIDGE WEALTH | NAVALIS WEALTH MANAGMENT | LEXAURUM ADVISORS, LLC | LEXAURUM ADVISORS | LAZOR INSURANCE & FINANCIAL SERVICES | KRANSTUBER WEALTH MANAGEMENT | KOWITZ FINANCIAL GROUP | JR HASSEN WEALTH MANAGEMENT | INTEGRATIVE RISK MANAGEMENT | IN THE GAME WEALTH MANAGEMENT | HERITAGE ADVISORS | HARSHA ADVISORY GROUP | GRANT MARSHALL RETIREMENT & WEALTH PLANNING | GEMINI FINANCIAL ADVISORS | GAMEDAY WEALTH MANAGEMENT | FOCAL POINT FINANCIAL GROUP | ELEMENTAL WEALTH GROUP | CARPENTER AND ASSOCIATES | CAPITAL RESOURCE GROUP
CRD#: 283653 / SEC#: 801-107738
RIA
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Contact information
Main Address
16010 Metcalf Avenue, Suite 101, Overland Park, KS 66085
Mailing Address
Phone number
(913) 261-9316
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,641 |
| AUM (Assets Under Management) | $ 1,006,435,215 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
