Jamie S. Lapin

RMG ADVISORS

Rockville, MD 20850

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CRD#: 855217

Professional summary

Jamie Suzanne Lapin, AIF®, CFP®, who also goes by Jamie Lapin Gallant, Jamie S Gallant, Jamie Suzanne Gallant, is a registered financial advisor currently at RMG ADVISORS located in Rockville, Maryland.

Jamie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Jamie has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 5 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Life Transitions

Estate Planning

Divorce Planning

Investment Planning

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

Jamie Lapin Gallant | Jamie S Gallant | Jamie Suzanne Gallant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JAMIE S. LAPIN - INSURANCE AGENT. 1/1986 TO PRESENT. INVESTMENT RELATED. OFFERS INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. JAMIE LAPIN SPENDS APPROXIMATELY 10 HOURS PER MONTH ON THIS ACTIVITY, 4 HOURS DURING NORMAL TRADING HOURS. 14 SOUTH ADAMS ST., ROCKVILLE MD 20850.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Suzanne Lapin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1982

Experience

Current

August 28, 2020 - Present

RMG ADVISORS

Office #1: 14 South Adams Street, Rockville, MD 20850

RIA

CRD#: 122366

Rockville, MD

Past

September 29, 2003 - January 3, 2023

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Rockville, MD

Past

March 8, 2001 - October 2, 2003

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

February 28, 1986 - June 5, 1995

USLIFE EQUITY SALES CORP.

CRD#: 7962

NEW YORK, NY

Past

May 1, 1984 - March 11, 1986

GRUNTAL & CO., L.L.C.

CRD#: 372

Past

December 8, 1981 - May 4, 1984

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

January 24, 1980 - December 11, 1981

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

July 24, 1978 - February 3, 1980

BAKER, WATTS & CO., INC.

CRD#: 68

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RMG ADVISORS

LAPIN, JAMIE S. | RMG ADVISORS | RISK MANAGMENT GROUP, LLC | RISK MANAGEMENT GROUP, LLC | RISK MANAGEMENT GROUP

CRD#: 122366 / SEC#: 801-132202

RIA

Registered Investment Advisory firm - (3/19/2025 Approved)

Maryland

Registered Investment Advisory firm - (4/29/2025 Terminated)

Virginia

Registered Investment Advisory firm - (3/26/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(8/28/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/11/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/6/2001

General Securities Representative Examination

General Industry/Product Exam

Series 5

Date: 10/20/1981

Interest Rate Options Examination

Current Firm

RMG ADVISORS

LAPIN, JAMIE S. | RMG ADVISORS | RISK MANAGMENT GROUP, LLC | RISK MANAGEMENT GROUP, LLC | RISK MANAGEMENT GROUP

CRD#: 122366 / SEC#: 801-132202

RIA

Registered Investment Advisory firm - (3/19/2025 Approved)

Maryland

Registered Investment Advisory firm - (4/29/2025 Terminated)

Virginia

Registered Investment Advisory firm - (3/26/2025 Terminated)

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Contact information

Main Address

14 South Adams Street, Rockville, MD 20850

Mailing Address

Phone number

(301) 838-4111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RMG ADV 2A 02.14.2025 (2/14/2025)

Regulatory assets under management

Total Number of Accounts	369
AUM (Assets Under Management)	$ 137,204,855

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Jamie S. Lapin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Suzanne Lapin's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROVE POINT INVESTMENTS, LLC

NYLIFE SECURITIES LLC

USLIFE EQUITY SALES CORP.

GRUNTAL & CO., L.L.C.

E. F. HUTTON & COMPANY INC

CITIGROUP GLOBAL MARKETS INC.

BAKER, WATTS & CO., INC.

Primary Firm SEC Registration

RMG ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 12/11/2003

SIE

Date: 10/1/2018

Series 7

Date: 3/6/2001

Series 5

Date: 10/20/1981

Current Firm

RMG ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RMG ADVISORS

TRUST BUT VERIFY

Contact information

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