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WG

Whitney B. Grayson

THE O.N. EQUITY SALES COMPANY
Fishers, IN 46038
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CRD#: 855209
WG

Professional summary


Whitney Brent Grayson, who also goes by Whit Grayson, Whitney B Grayson, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Fishers, Indiana.

Whitney is registered as a RR (Registered Representative) and started their career in finance in 1978. Whitney has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Whit Grayson | Whitney B Grayson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Whitney Brent Grayson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 17, 2006 - Present

THE O.N. EQUITY SALES COMPANY

Office #1: 9865 E. 116th Street Suite 400, Fishers, IN 46038
BD
CRD#: 2936
Fishers, IN
Past

February 14, 2003 - February 14, 2005

OSAIC FS, INC.

RIA
CRD#: 3870
INDIANAPOLIS, IN
Past

September 6, 2001 - April 17, 2006

OSAIC FS, INC.

BD
CRD#: 3870
INDIANAPOLIS, IN
Past

August 5, 1998 - October 1, 2001

CONSECO SECURITIES, INC.

BD
CRD#: 29367
CARMEL, IN
Past

April 29, 1998 - September 25, 2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

April 29, 1998 - September 25, 2001

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

April 14, 1997 - August 5, 1998

CONSECO FINANCIAL SERVICES, INC.

BD
CRD#: 629
CARMEL, IN
Past

October 22, 1996 - April 14, 1997

CONSECO EQUITY SALES, INC.

BD
CRD#: 4125
CARMEL, IN
Past

March 1, 1996 - May 22, 1998

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

February 14, 1996 - March 13, 1996

CONSECO EQUITY SALES, INC.

BD
CRD#: 4125
CARMEL, IN
Past

July 27, 1978 - March 1, 1996

G. R. PHELPS & CO., INC.

BD
CRD#: 173

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/17/2006)
RR
Florida
(4/17/2006)
RR
Georgia
(4/17/2006)
RR
Illinois
(4/17/2006)
RR
Indiana
(4/17/2006)
RR
Kentucky
(4/17/2006)
RR
Michigan
(2/23/2009)
RR
Montana
(3/26/2014)
RR
Nevada
(10/26/2012)
RR
New Jersey
(4/17/2006)
RR
North Carolina
(4/12/2024)
RR
Ohio
(4/17/2006)
RR
Pennsylvania
(4/17/2006)
RR
South Carolina
(5/16/2007)
RR
Virginia
(11/13/2006)
RR
Washington
(8/14/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 7/30/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/17/1978
Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm


TO
THE O.N. EQUITY SALES COMPANY
THE O.N. EQUITY SALES COMPANY

CRD#: 2936 / SEC#: , 8-14161

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(513) 794-6794
Established
Ohio since 08/22/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CONSTELLATION INSURANCE, INC.PARENT COMPANY
VANHOY, ANDREW JOSEPHDIRECTOR & CHIEF COMPLIANCE OFFICER3012299
WESTBROCK, NANCY MCHARIMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER5637288

Disclosures


Regulatory Event7
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE O.N. EQUITY SALES COMPANY

CRD#: 2936Fishers, IN 46038

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