Karin A. Sheehy
Professional summary
Karin Ann Sheehy, who also goes by Karin Ann Holizna, Karin Holizna, Karin Ann Orefice, is a registered financial professional currently at CAVU SECURITIES LLC located in Red Bank, New Jersey.
Karin is registered as a RR (Registered Representative) and started their career in finance in 1990. Karin has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 3, Series 7, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karin Ann Sheehy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2013 - Present
CAVU SECURITIES LLC
Office #1: 331 Newman Springs Rd Suite 320, Red Bank, NJ 07701October 15, 2021 - May 11, 2023
BRENTVIEW INVESTMENT MANAGEMENT, LLC
September 6, 2011 - October 12, 2012
CABIN SECURITIES, INC.
September 13, 2010 - May 4, 2011
FS INVESTMENT SOLUTIONS, LLC
October 14, 2005 - August 31, 2010
LIGHTSTONE SECURITIES, LLC
July 17, 2003 - December 4, 2003
GREAT EASTERN SECURITIES, INC.
June 13, 2002 - March 11, 2003
A.B. WATLEY, INC.
November 9, 2001 - April 12, 2002
PRIME EXECUTIONS, INC.
April 21, 1999 - November 22, 1999
WORLDCO, L.L.C.
November 21, 1996 - May 6, 1999
PITTSBURG INSTITUTIONAL INC.
September 7, 1991 - November 29, 1993
ADLER COLEMAN & CO., INC.
July 9, 1990 - December 8, 1990
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2019)
(1/19/2022)
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(4/2/2019)
(1/18/2022)
(4/1/2019)
(4/3/2019)
(4/1/2019)
(8/8/2013)
(7/11/2019)
(12/11/2020)
(11/6/2020)
(5/16/2019)
(10/25/2021)
(11/12/2020)
(10/18/2021)
(5/22/2019)
(4/2/2019)
(1/14/2022)
(4/8/2019)
(4/6/2022)
(12/10/2020)
(1/13/2022)
(11/18/2019)
(5/20/2019)
(10/20/2021)
(4/9/2019)
(4/2/2019)
(8/8/2013)
(1/13/2022)
(4/15/2013)
(8/8/2013)
(10/19/2021)
(3/18/2019)
(11/9/2020)
(8/8/2013)
(4/4/2019)
(4/2/2019)
(11/19/2020)
(4/1/2019)
(4/4/2019)
(11/6/2020)
(4/2/2019)
(1/13/2022)
(11/9/2020)
(4/1/2019)
(10/20/2021)
Exams
Series 55
Date: 2/11/1999
Limited Representative-Equity Trader ExamSeries 12
Date: 8/20/1994
NYSE Branch Manager ExaminationFINRA
Current Firm
CAVU SECURITIES LLC
CRD#: 6906 / SEC#: , 8-18428
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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