Martin E. Braam

TRUIST ADVISORY SERVICES

WYOMISSING, PA 19610

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CRD#: 855021

Professional summary

Martin Edward Braam, who also goes by Martin Edward Braam III, Marty E Braam, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Wyomissing, Pennsylvania and TRUIST INVESTMENT SERVICES, INC. located in Kutztown, Pennsylvania.

Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Martin has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martin Edward Braam Iii | Marty E Braam

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Edward Braam's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2021 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 1340 Broadcasting Rd Fl 3, Wyomissing, PA 19610

RIA

CRD#: 283390

WYOMISSING, PA

Current

February 17, 2021 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 110 West Main Street, Kutztown, PA 19530Office #2: 1340 Broadcasting Rd Fl 3, Wyomissing, PA 19610Office #3: 63 Old Swede Rd, Douglassville, PA 19518Office #4: 212 W Lincoln Ave, Myerstown, PA 17067

CRD#: 17499

Kutztown, PA

Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

RIA

CRD#: 142785

RICHMOND, VA

Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Past

July 13, 2016 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

TEMPLE, PA

Past

July 13, 2016 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

TEMPLE, PA

Past

January 21, 2014 - July 12, 2016

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

KUTZTOWN, PA

Past

March 22, 2007 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

KUTZTOWN, PA

Past

January 9, 2007 - July 12, 2016

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

KUTZTOWN, PA

Past

January 5, 2005 - November 29, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

WYOMISSING, PA

Past

April 13, 2004 - July 1, 2004

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

September 26, 2002 - April 12, 2004

CITIZENS SECURITIES, INC.

CRD#: 39550

JOHNSTON, RI

Past

April 29, 2002 - May 7, 2002

RYAN BECK & CO.

CRD#: 3248

FLORHAM PARK, NJ

Past

August 2, 1994 - May 23, 2002

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

June 8, 1992 - August 6, 1992

BOENNING & SCATTERGOOD, INC.

CRD#: 100

WEST CONSHOHOCKEN, PA

Past

February 4, 1988 - April 8, 1992

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

January 17, 1985 - February 11, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

March 28, 1979 - January 25, 1985

BUTCHER & SINGER INC.

CRD#: 6517

Past

July 24, 1978 - April 10, 1979

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/15/2024)

Arizona
(2/17/2021)

California
(2/17/2021)

Colorado
(2/17/2021)

Connecticut
(2/17/2021)

Delaware
(2/17/2021)

District of Columbia
(3/15/2024)

Florida
(2/17/2021)

Georgia
(2/17/2021)

Idaho
(3/18/2024)

Illinois
(3/20/2024)

Indiana
(2/17/2021)

Iowa
(3/18/2024)

Kansas
(2/17/2021)

Kentucky
(2/17/2021)

Louisiana
(2/17/2021)

Maine
(2/17/2021)

Maryland
(2/17/2021)

Michigan
(2/17/2021)

Minnesota
(3/15/2024)

Missouri
(2/17/2021)

Montana
(2/17/2021)

Nevada
(2/17/2021)

New Hampshire
(2/17/2021)

New Jersey
(2/17/2021)

New Mexico
(8/21/2023)

New York
(2/17/2021)

North Carolina
(2/17/2021)

Ohio
(2/17/2021)

Oregon
(2/17/2021)

Pennsylvania
(2/17/2021)

IAR

Pennsylvania
(2/17/2021)

Rhode Island
(3/18/2024)

South Carolina
(2/17/2021)

Tennessee
(1/25/2022)

Texas
(2/17/2021)

IAR

Texas
(10/4/2021)

Utah
(3/18/2024)

Vermont
(2/17/2021)

Virgin Islands
(8/26/2021)

Virginia
(2/17/2021)

Washington
(3/18/2024)

West Virginia
(3/25/2024)

Wisconsin
(3/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/26/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/1978

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/29/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Martin E. Braam

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Edward Braam's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

UVEST FINANCIAL SERVICES GROUP, INC.

M&T SECURITIES, INC.

CITIZENS SECURITIES, INC.

RYAN BECK & CO.

GRUNTAL & CO., L.L.C.

BOENNING & SCATTERGOOD, INC.

LEGG MASON WOOD WALKER, INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BUTCHER & SINGER INC.

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/2007

Series 63

Date: 11/26/1979

SIE

Date: 10/1/2018

Series 7

Date: 7/15/1978

Series 24

Date: 3/29/2006

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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