Fred W. Snoddy
Professional summary
Fred Wayne Snoddy, who also goes by Wayne Snoddy, is a registered financial professional currently at N.I.S. FINANCIAL SERVICES, INC. located in Kansas City, Missouri.
Fred is registered as a RR (Registered Representative) and started their career in finance in 1978. Fred has worked at 1 firm and has passed the Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fred Wayne Snoddy's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2014 - Present
N.I.S. FINANCIAL SERVICES, INC.
Office #1: 500 East 9th St., Kansas City, MO 64106July 21, 1978 - February 1, 2013
N.I.S. FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2014)
(7/24/2017)
(8/25/2014)
(8/13/2021)
(4/14/2022)
(8/4/2017)
(8/19/2025)
(4/24/2025)
(1/8/2025)
(7/2/2025)
(9/7/2017)
(4/8/2021)
(1/14/2016)
(9/7/2017)
(7/17/2017)
(11/6/2020)
(9/29/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 7/15/1978
Registered Representative ExaminationFINRA
Current Firm
N.I.S. FINANCIAL SERVICES, INC.
CRD#: 5361 / SEC#: , 8-15919
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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