Dick E. Blakeley
Professional summary
Dick Eugene Blakeley, who also goes by Richard Eugene Blakeley, Richard E Blakely, Richard Eugene Blakely, is a registered financial advisor currently at THE BLAKELEY GROUP INC located in Santa Clara, California.
Dick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Dick has worked at 5 firms and has passed the Series 65, Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dick Eugene Blakeley's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2009 - Present
THE BLAKELEY GROUP INC
Office #1: 2804 Mission College Blvd. Suite 205, Santa Clara, CA 95054January 29, 2007 - December 31, 2008
CONCERT WEALTH MANAGEMENT
July 8, 1997 - February 1, 2007
CITIGROUP GLOBAL MARKETS INC.
September 2, 1980 - February 1, 2007
CITIGROUP GLOBAL MARKETS INC.
January 31, 1980 - September 29, 1980
UBS FINANCIAL SERVICES INC.
July 21, 1978 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/26/2009)
Exams
Series 5
Date: 10/9/1981
Interest Rate Options ExaminationCurrent Firm
THE BLAKELEY GROUP INC
CRD#: 150066 / SEC#: 801-70125
Contact information
Regulatory assets under management
| Total Number of Accounts | 316 |
| AUM (Assets Under Management) | $ 96,425,591 |
Red Flags
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