Dick Eugene Blakeley
Professional Summary
Dick Eugene Blakeley, who also goes by Richard Eugene Blakeley, Richard E Blakely, Richard Eugene Blakely, is a registered financial advisor currently at THE BLAKELEY GROUP INC located in Santa Clara, California. Dick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Dick has worked at 5 firms and has passed the Series 65, Series 63, Series 5 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Richard Eugene Blakeley, Richard E Blakely, Richard Eugene Blakely
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
48 years in the financial services industry
Current & Past Employments
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Current Firm
BLAKELEY, DICK EUGENE | THE BLAKELEY GROUP, INC. | THE BLAKELEY GROUP LTD., WEALTH MANAGEMENT AND CONSULTING | THE BLAKELEY GROUP INC
Contact Information
Main Address
2804 Mission College Blvd. Suite 205, Santa Clara, CA 95054Phone Number
(408) 459-4910# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
316AUM (Assets Under Management)
$96,425,591Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/26/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Oct 1981Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Dick Eugene Blakeley's CRS (Customer Relationship Summary).
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