Stephen Abramson

APS WEALTH MANAGEMENT

Melville, NY 11747

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CRD#: 854692

Professional summary

Stephen Abramson is a registered financial advisor currently at APS WEALTH MANAGEMENT, LLC located in Melville, New York.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Stephen has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OUTSIDE INSURANCE; APS PENSION AND FINANCIAL SERVICES INC, WOODBURY,NY, OWNER,OPERATOR, JAN 1978; FAMILY SERVICE LEAGUE, NON PROFIT BOARD MEMBER, JAN 2003; AUTHOR, QUALIFIED PLAN GUIDES UNDER VARIOUS PUBLISHERS, JAN 1979

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Abramson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2021 - Present

APS WEALTH MANAGEMENT, LLC

Office #1: 1 Huntington Quadrangle Suite 3n03, Melville, NY 11747

RIA

CRD#: 298233

Melville, NY

Past

September 6, 2018 - September 26, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

MELVILLE, NY

Past

September 5, 2018 - September 26, 2018

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

MELVILLE, NY

Past

February 16, 2007 - September 4, 2018

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

MELVILLE, NY

Past

June 1, 2005 - September 4, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

MELVILLE, NY

Past

July 18, 1978 - October 15, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

NEW YORK, NY

Past

July 18, 1978 - June 1, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APS WEALTH MANAGEMENT, LLC

APS INVESTMENT MANAGEMENT, INC. | APS WEALTH MANAGEMENT, LLC | APS PENSION & FINANCIAL SERVICES, INC.

CRD#: 298233 / SEC#: 801-114000

RIA

Registered Investment Advisory firm - (9/17/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/29/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/26/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/2013

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 7/11/1978

Registered Representative Examination

Current Firm

APS WEALTH MANAGEMENT, LLC

APS INVESTMENT MANAGEMENT, INC. | APS WEALTH MANAGEMENT, LLC | APS PENSION & FINANCIAL SERVICES, INC.

CRD#: 298233 / SEC#: 801-114000

RIA

Registered Investment Advisory firm - (9/17/2018 Approved)

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Contact information

Main Address

1 Huntington Quadrangle Suite 3n03, Melville, NY 11747

Mailing Address

Phone number

(516) 228-8444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2AB (2/27/2025)

Regulatory assets under management

Total Number of Accounts	313
AUM (Assets Under Management)	$ 264,663,888

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen Abramson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Abramson's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

APS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/29/2006

Series 63

Date: 2/26/1998

SIE

Date: 9/26/2018

Series 7

Date: 7/2/2013

Series 1

Date: 7/11/1978

Current Firm

APS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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