Keith A. Nixon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Allan Nixon was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1978. Keith had worked at 4 firms and has passed the Series 66, Series 63, Series 22TO, Series 6TO, SIE, Series 7, Series 1, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2010 - September 23, 2022
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
May 12, 2010 - September 23, 2022
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
November 11, 2009 - September 23, 2022
FEDERATED SECURITIES CORP.
January 4, 2005 - September 23, 2022
FEDERATED INVESTMENT COUNSELING
July 12, 1978 - September 23, 2022
FEDERATED SECURITIES CORP.
Primary Firm SEC Registration
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
CRD#: 109355 / SEC#: 801-55094
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 6/26/1978
Registered Representative ExaminationCurrent Firm
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
CRD#: 109355 / SEC#: 801-55094
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,392 |
| AUM (Assets Under Management) | $ 11,663,958,404 |
Red Flags
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