Harold B. Parker

STRATEGY ASSET MANAGERS L.L.C.

Pasadena, CA 91101

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CRD#: 854199

Professional summary

Harold Bowler Parker JR is a registered financial advisor currently at STRATEGY ASSET MANAGERS L.L.C. located in Pasadena, California.

Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Harold has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Bowler Parker JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2019 - Present

STRATEGY ASSET MANAGERS L.L.C.

Office #1: 790 E. Colorado Blvd. Ste 200, Pasadena, CA 91101

RIA

CRD#: 109939

Pasadena, CA

Past

May 23, 2016 - January 2, 2020

HOLLY STREET WEALTH ADVISORS

RIA

CRD#: 167343

PASADENA, CA

Past

July 26, 2007 - December 31, 2009

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

LOS ANGELES, CA

Past

November 1, 2000 - December 31, 2009

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

LOS ANGELES, CA

Past

January 22, 1996 - November 6, 2000

UNITED CALIFORNIA SECURITIES, INC.

CRD#: 25307

ENCINO, CA

Past

April 7, 1995 - December 31, 1995

SPECTRUM SECURITIES, INC.

CRD#: 29305

AROURA HILLS, CA

Past

September 19, 1994 - March 2, 1995

UNITED CALIFORNIA SECURITIES, INC.

CRD#: 25307

ENCINO, CA

Past

August 29, 1994 - June 1, 2016

DORSEY, WRIGHT & ASSOCIATES, LLC

RIA

CRD#: 104925

PASADENA, CA

Past

January 8, 1986 - September 7, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 3, 1978 - January 27, 1986

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGY ASSET MANAGERS L.L.C.

HOLLY STREET WEALTH ADVISORS | STRATEGY ASSET MANAGERS L.L.C.

CRD#: 109939 / SEC#: 801-60049

RIA

Registered Investment Advisory firm - (2/23/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/10/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/17/1978

General Securities Representative Examination

Current Firm

STRATEGY ASSET MANAGERS L.L.C.

HOLLY STREET WEALTH ADVISORS | STRATEGY ASSET MANAGERS L.L.C.

CRD#: 109939 / SEC#: 801-60049

RIA

Registered Investment Advisory firm - (2/23/2001 Approved)

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Contact information

Main Address

790 E. Colorado Blvd Suite 200, Pasadena, CA 91101

Mailing Address

Phone number

(626) 657-0559

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATEGY ASSET MANGERS, LLC FORM ADV 2A (4/30/2025)

Regulatory assets under management

Total Number of Accounts	1,099
AUM (Assets Under Management)	$ 741,546,605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harold B. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Bowler Parker JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLLY STREET WEALTH ADVISORS

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

UNITED CALIFORNIA SECURITIES, INC.

SPECTRUM SECURITIES, INC.

UNITED CALIFORNIA SECURITIES, INC.

DORSEY, WRIGHT & ASSOCIATES, LLC

CITIGROUP GLOBAL MARKETS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

STRATEGY ASSET MANAGERS L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/1993

Series 63

Date: 1/10/1983

Series 7

Date: 6/17/1978

Current Firm

STRATEGY ASSET MANAGERS L.L.C.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGY ASSET MANAGERS L.L.C.

TRUST BUT VERIFY

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