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Henry Mosley Weber

CRD# 853962·Registered 1982 - 2018
Previously Registered: Being a previously registered professional could mean that Henry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Henry Mosley Weber, who also goes by Bucky Weber, was a registered financial advisor. Henry was a previously registered financial professional and started their career in finance 1982 - 2018. Henry had worked at 17 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 7, Series 10, Series 9 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bucky Weber

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

NEW ALBION PARTNERS LLC·CRD# 119518
BD
New York, NY
January 10, 2018 - March 13, 2018
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
March 30, 2017 - August 18, 2017
NEW ALBION PARTNERS LLC·CRD# 119518
BD
New York, NY
May 22, 2015 - April 22, 2016
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
August 27, 2013 - April 30, 2014
MAXIM GROUP LLC·CRD# 120708
BD
New York, NY
April 3, 2012 - August 28, 2013
FBN SECURITIES, INC.·CRD# 18315
BD
New York, NY
February 1, 2012 - April 3, 2012
WJB CAPITAL GROUP, INC.·CRD# 37334
BD
New York, NY
May 12, 2008 - January 9, 2012
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
January 14, 2008 - March 10, 2008
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
November 10, 2005 - January 14, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
Bala Cynwyd, PA
August 14, 2002 - January 4, 2006
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
March 1, 2002 - August 15, 2002
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
February 13, 1997 - March 1, 2002
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
July 26, 1996 - February 18, 1997
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
March 24, 1995 - July 17, 1996
INTESA SANPAOLO IMI SECURITIES CORP.·CRD# 19418
BD
New York, NY
November 24, 1993 - March 31, 1995
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
July 27, 1990 - December 16, 1993
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
December 16, 1985 - April 30, 1990
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
August 2, 1985 - December 24, 1985
PERSHING LLC·CRD# 7560
BD
April 23, 1982 - July 19, 1985

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Current Firm

NA
NEW ALBION PARTNERS LLC

CASEY PROFESSIONAL SERVICES, INC. | NEW ALBION PARTNERS LLC | CASEY PROFESSIONAL SERVICES, LLC

CRD#: 119518 / SEC#: 8-65205
BD
Terminated by SEC on 02/24/2019

Contact Information

Established

California since 06/30/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FCF GROUP INTERMEDIATE HOLDINGS LLC100% DIRECT OWNER—
FAVARO, VINCENT WILLIAMCEO/CCO4163532
HEWITT, MICHAEL THOMAS JRCFO/FINOP6594844
VORA, ANISH MGSP5466748

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2006

Series 3 — National Commodity Futures Examination

Passed Aug 1990About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 1978About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed May 2002About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Mar 2002About the Series 9 exam

Series 4 — Registered Options Principal Examination

Passed May 1979About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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