Henry M. Weber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Mosley Weber, who also goes by Bucky Weber, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1982. Henry had worked at 17 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 7, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2018 - March 13, 2018
NEW ALBION PARTNERS LLC
March 30, 2017 - August 18, 2017
NYLIFE SECURITIES LLC
May 22, 2015 - April 22, 2016
NEW ALBION PARTNERS LLC
August 27, 2013 - April 30, 2014
LADENBURG THALMANN & CO. INC.
April 3, 2012 - August 28, 2013
MAXIM GROUP LLC
February 1, 2012 - April 3, 2012
FBN SECURITIES, INC.
May 12, 2008 - January 9, 2012
WJB CAPITAL GROUP, INC.
January 14, 2008 - March 10, 2008
OPPENHEIMER & CO. INC.
November 10, 2005 - January 14, 2008
CIBC WORLD MARKETS CORP.
August 14, 2002 - January 4, 2006
SUSQUEHANNA FINANCIAL GROUP, LLLP
March 1, 2002 - August 15, 2002
ABN AMRO INCORPORATED
February 13, 1997 - March 1, 2002
ABN AMRO SECURITIES LLC
July 26, 1996 - February 18, 1997
CIBC WORLD MARKETS CORP.
March 24, 1995 - July 17, 1996
RODMAN & RENSHAW INC.
November 24, 1993 - March 31, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
July 27, 1990 - December 16, 1993
KIDDER, PEABODY & CO. INCORPORATED
December 16, 1985 - April 30, 1990
LEHMAN BROTHERS INC.
August 2, 1985 - December 24, 1985
FINANCIAL SQUARE PARTNERS
April 23, 1982 - July 19, 1985
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/17/2006
Limited Representative-Equity Trader ExamCurrent Firm
NEW ALBION PARTNERS LLC
CRD#: 119518 / SEC#: , 8-65205
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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