JM
John L. Mccormack
VP DISTRIBUTORS LLC
Hartford, CT 06103
Some features on this profile are disabled
CRD#: 853470
JM
Professional summary
John Lawrence Mccormack is a registered financial professional currently at VP DISTRIBUTORS LLC located in Hartford, Connecticut.
John is registered as a RR (Registered Representative) and started their career in finance in 1978. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Lawrence Mccormack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2009 - Present
VP DISTRIBUTORS LLC
Office #1: One Financial Plaza, Hartford, CT 06103BD
CRD#: 3036
Hartford, CT
Past
January 10, 2008 - October 30, 2009
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
December 6, 1991 - January 3, 2008
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Past
June 28, 1988 - December 9, 1991
IVY DISTRIBUTORS, INC.
BD
CRD#: 16496
OVERLAND PARK, KS
Past
March 31, 1986 - February 16, 1988
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
Past
August 24, 1984 - March 14, 1986
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
Past
January 31, 1980 - September 5, 1984
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Past
October 27, 1978 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BD
CRD#: 640
Past
June 22, 1978 - October 21, 1978
FIRST JERSEY SECURITIES, INC.
BD
CRD#: 6621
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/12/2014)
RR
Alaska(1/6/2011)
RR
Arizona(1/6/2011)
RR
Arkansas(1/6/2011)
RR
California(1/6/2011)
RR
Colorado(1/6/2011)
RR
Connecticut(12/2/2009)
RR
Delaware(5/12/2014)
RR
District of Columbia(5/12/2014)
RR
Florida(5/12/2014)
RR
Georgia(5/12/2014)
RR
Hawaii(1/6/2011)
RR
Idaho(1/6/2011)
RR
Illinois(1/6/2011)
RR
Indiana(1/6/2011)
RR
Iowa(1/6/2011)
RR
Kansas(1/6/2011)
RR
Kentucky(5/12/2014)
RR
Louisiana(1/6/2011)
RR
Maine(5/12/2014)
RR
Maryland(5/12/2014)
RR
Massachusetts(12/2/2009)
RR
Michigan(1/6/2011)
RR
Minnesota(1/6/2011)
RR
Mississippi(5/12/2014)
RR
Missouri(1/6/2011)
RR
Montana(1/6/2011)
RR
Nebraska(1/6/2011)
RR
Nevada(1/6/2011)
RR
New Hampshire(5/12/2014)
RR
New Jersey(5/12/2014)
RR
New Mexico(1/6/2011)
RR
New York(5/12/2014)
RR
North Carolina(5/12/2014)
RR
North Dakota(1/6/2011)
RR
Ohio(1/7/2011)
RR
Oklahoma(1/6/2011)
RR
Oregon(1/6/2011)
RR
Pennsylvania(5/12/2014)
RR
Puerto Rico(5/12/2014)
RR
Rhode Island(5/12/2014)
RR
South Carolina(5/12/2014)
RR
South Dakota(1/6/2011)
RR
Tennessee(5/12/2014)
RR
Texas(1/6/2011)
RR
Utah(1/6/2011)
RR
Vermont(5/12/2014)
RR
Virginia(5/12/2014)
RR
Washington(1/6/2011)
RR
West Virginia(5/12/2014)
RR
Wisconsin(1/6/2011)
RR
Wyoming(1/6/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VD
VP DISTRIBUTORS LLC
PHOENIX EQUITY PLANNING CORPORATION | VP DISTRIBUTORS LLC | VP DISTRIBUTORS INC
CRD#: 3036 / SEC#: , 8-14100
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Financial Plaza, Hartford, CT 06103
Mailing Address
One Financial Plaza, Hartford, CT 06103
Phone number
(860) 503-1348
Established
Delaware since 09/30/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VIRTUS PARTNERS, INC | SOLE MEMBER | |
| BACHRACH, IAN | SENIOR MANAGING DIRECTOR, MARKETING | 2797509 |
| BICKS, MICHAEL WAYNE | MANAGING DIRECTOR, DISTRIBUTION INTELLIGENCE | 5450963 |
| DANOS, CHRISTOPHER ROBERT | MANAGING DIRECTOR, NATIONAL ACCOUNTS | 2716625 |
| FRANCO, THOMAS RICHARD | SENIOR MANAGING DIRECTOR, RETAIL SALES | 2651546 |
| GRISWOLD, HEIDI CHRISTINE | VICE PRESIDENT, FUND SERVICES | 2304631 |
| HANLEY, DAVID GEORGE JR | SENIOR VICE PRESIDENT AND TREASURER | 5455435 |
| KATZ, DAVID JAY | SENIOR MANAGING DIRECTOR, INSTITUTIONAL | 2813039 |
| MACCONE, JOSEPH EDMUND | SENIOR MANAGING DIRECTOR, STRATEGIC DISTRIBUTION | 4273677 |
| MANDINACH, BARRY MITCHELL | EXECUTIVE VICE PRESIDENT | 1234185 |
| MAROSITS, TIFFANY PAIGE | VICE PRESIDENT, SENIOR REGULATORY COUNSEL AND ASSISTANT SECRETARY | 6507868 |
| PERLMAN, DIANA MARIE | CHIEF COMPLIANCE OFFICER | 2555302 |
| PURKALITIS, ANDRA CYNTHIA | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 3070864 |
Disclosures
| Regulatory Event | 1 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
