Joseph Edmund Maccone
Professional Summary
Joseph Edmund Maccone, who also goes by Joseph E Maccone, is a registered financial advisor currently at VIRTUS INVESTMENT ADVISERS, LLC located in Hartford, Connecticut and VP DISTRIBUTORS, LLC located in New York, New York. Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Joseph has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph E Maccone
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Videos & Posts
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FINANCIAL RESOURCES GROUP, LLC
Contact Information
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FINANCIAL RESOURCES GROUP, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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FINANCIAL RESOURCES GROUP, LLC
Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.
Contact Information
Main Address
One Financial Plaza 26th Floor, Hartford, CT 06103Phone Number
(800) 248-7971# of Employees
1SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
106AUM (Assets Under Management)
$51,744,428,475Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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FINANCIAL RESOURCES GROUP, LLC
Primary Firm SEC Registration
PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2001About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph Edmund Maccone's CRS (Customer Relationship Summary).
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FINANCIAL RESOURCES GROUP, LLC
