LY
Larry A. Young
CETERA INVESTMENT ADVISERS LLC
ANNISTON, AL 36201
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CRD#: 853314
LY
Professional summary
Larry Angus Young is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Anniston, Alabama and CETERA WEALTH SERVICES, LLC located in Anniston, Alabama.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Larry has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) INSURANCE PLANNING SERVICES INC; Investment Related; 103 East 13th Street, Anniston, AL 36201; Agent/Owner; Start Date 09/1998; 120 hours per month; Insurance sales, service and consulting. >> ANGUS PROPERTIES, LLC; Non-Investment Related; 103 East 13th Street, Anniston, AL 36201; President; Start Date 10/2013; 1 hour per month; Owner of a building that I lease to tenants. >> LICKSKILLET, LLC; Non-Investment Related; 103 East 13th Street, Anniston, AL 36201; Member; Start Date 09/2018; 1 hour per month; LLC formed to purchase a vacant lot in Oxford, AL - I have no specific duties at this time. >> CAPRI ASSOCIATES, LLC; Non-Investment Related; 3094 Roy Webb Road, Jacksonville, AL 36265; Vice President; Start Date 10/1986; 2 hours per month; I am a partial owner of two apartment buildings and one house that are leased and/or rented to others. >> FOREVER YOUNG FARMS; Non-Investment Related; Talladega, AL 35160; Owner; Start Date 01/2013; 10 hours per month; Timber farmland. >> LIFE SETTLEMENTS; Investment Related; 103 East 13th Street, Anniston, AL 36201; Insurance; Representative; Start Date 03/2023; 2 hours per month with those 2 hours per month occurring during trading hours; From time to time a life insurance policyholder may want to sell their life insurance policy - I assist them with that process at that time. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/1974; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; NAME OF OTHER BUSINESS: FOREVER YOUNG FARMS EAT, LLC; INVESTMENT RELATED: NO; ADDRESS: 2101 FIRST AVE NORTH, BIRMINGHAM, AL 35203; NATURE OF BUSINESS: REAL ESTATE; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC MEMBER;
CRS (Client Relationship Summary) - RIA
Click below to view Larry Angus Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 103 East 13th Street, Anniston, AL 36201RIA
CRD#: 105644
ANNISTON, AL
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 103 East 13th Street, Anniston, AL 36201BD
CRD#: 13572
Anniston, AL
Past
February 25, 1999 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Anniston, AL
Past
May 23, 1985 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Anniston, AL
Past
January 30, 1984 - July 31, 1986
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
Past
December 22, 1981 - June 17, 1982
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2025)
IAR
Alabama(2/20/2025)
RR
Colorado(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/5/1978
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Anniston, AL 36201TRUST BUT VERIFY
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