Janet J. Montgomery
CETERA INVESTMENT ADVISERS LLC
KATY, TX
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CRD#: 853307
Professional summary
Janet Jansen Montgomery, CFP®, who also goes by Janet Kathleen Jansen, Janet Jansen Montgomery Mrs, Janet Jansen Reichert, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Katy, Texas and CETERA ADVISORS LLC located in Katy, Texas.
Janet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Janet has worked at 6 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Janet Kathleen Jansen | Janet Jansen Montgomery Mrs | Janet Jansen Reichert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) BROTHER'S FAMILY LIMITED PARTNERSHIP; ADVISOR; FIDUCIARY POSITION; START DATE 06/02/2009; 0 HOURS PER MONTH. 2.) JANET MONTGOMERY; INSURANCE; INSURANCE; START DATE 03/14/2008; 0 HOURS PER MONTH. 3.)907 COTTON GIN LLC; MANAGER; REAL ESTATE; START DATE 01/01/2011; 4 HOURS PER MONTH. 4.) STEWARDSHIP WEALTH; MANAGING MEMBER; DBA; START DATE 12/01/2014; 160 HOURS PER MONTH. 5) STEWARDSHIP WEALTH; WEALTH COACH; EDUCATION/TEACHING; START DATE 01/01/2018; 0 HOURS PER MONTH. 6) NAME OF OTHER BUSINESS: ALANON FAMILY GROUP SERVICE, INC. INVESTMENT RELATED: NO; ADDRESS: 9800 NORTHWEST FREEWAY, SUITE 201 HOUSTON,TX 77092 NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: VICE-PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, OVERSIGHT, HELP WITH EVENTS AS NECESSARY; 7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/2004; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
CRS (Client Relationship Summary) - RIA
Click below to view Janet Jansen Montgomery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
KATY, TX
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
BD
CRD#: 10299
KATY, TX
Past
May 30, 2008 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
BROOKSHIRE, TX
Past
January 3, 2007 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
BROOKSHIRE, TX
Past
January 23, 2004 - January 3, 2007
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
BROOKSHIRE, TX
Past
November 6, 2003 - May 30, 2008
FFP SECURITIES, INC.
BD
CRD#: 16337
CONYERS, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/1/2024)
RR
Colorado(9/8/2022)
RR
Connecticut(9/8/2022)
RR
Delaware(12/20/2022)
RR
Georgia(9/8/2022)
RR
Indiana(9/8/2022)
RR
Louisiana(9/8/2022)
RR
Massachusetts(3/15/2024)
RR
Michigan(9/8/2022)
RR
Oklahoma(9/8/2022)
IAR
Texas(11/12/2020)
RR
Texas(9/8/2022)
RR
Washington(9/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
