Patricia T. Chorowiec
Professional summary
Patricia Theismann Chorowiec, who also goes by Patricia Theismann, is a registered financial professional currently at WORLD INVESTMENTS, LLC located in Howell, New Jersey.
Patricia is registered as a RR (Registered Representative) and started their career in finance in 1978. Patricia has worked at 6 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricia Theismann Chorowiec's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 1987 - Present
WORLD INVESTMENTS, LLC
August 19, 1987 - December 10, 1987
MONARCH INVESTMENTS INC.
January 27, 1987 - September 11, 1987
STUART STONE & CO., LLC
November 12, 1985 - December 4, 1985
FOCUS SECURITIES, INC.
March 5, 1979 - November 25, 1985
CARDELL & ASSOCIATES, INCORPORATED
June 16, 1978 - March 27, 1979
INDEPENDENT FINANCIAL PLANNERS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/20/2017)
(1/19/2000)
(10/28/2010)
(11/4/2020)
(12/17/2004)
(1/29/1999)
(3/28/2002)
(11/1/2007)
(3/14/2008)
(9/16/1998)
(2/12/2018)
(11/9/2004)
(7/9/2024)
(12/7/1987)
(4/7/1999)
(2/6/2001)
(2/7/2011)
(3/20/1999)
(3/16/2005)
(2/16/2017)
(1/11/2000)
(3/22/1999)
(11/29/2021)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 6/7/1978
Registered Representative ExaminationFINRA
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
