Timothy A. Pickett
Professional summary
Timothy Alvin Pickett III, who also goes by Timothy Alvin Pickett, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1981. Timothy has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Alvin Pickett III's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2014 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901September 4, 2009 - December 31, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 18, 1999 - May 2, 2000
TRANSAMERICA SECURITIES SALES CORPORATION
May 25, 1995 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
October 1, 1992 - December 15, 1993
HORNOR, TOWNSEND & KENT, LLC
December 14, 1981 - September 24, 1992
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2014)
Exams
Series 1
Date: 6/2/1978
Registered Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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