Richard F. Bisesi
Professional summary
Richard Francis Bisesi is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Lenox, Massachusetts.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1978. Richard has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Francis Bisesi's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 1997 - Present
LASALLE ST SECURITIES, L.L.C.
April 18, 1996 - October 1, 1997
NEW ENGLAND SECURITIES
January 4, 1996 - October 16, 1997
SAPERSTON FINANCIAL INC.
June 7, 1978 - February 16, 1996
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/1999)
(10/2/1997)
(4/19/2007)
(9/25/2012)
(10/2/1997)
(10/4/2023)
(11/14/2024)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 5/27/1978
Registered Representative ExaminationFINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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