William A. Morgan
Professional summary
William Arthur Morgan is a registered financial advisor currently at TRIPLE A PARTNERS LLC located in Los Angeles, California and WILSHIRE PACIFIC CAPITAL ADVISORS, LLC located in Beverly Hills, California.
William is registered as a RR (Registered Representative) and started their career in finance in 1978. William has worked at 24 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 55, Series 7, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Arthur Morgan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2013 - Present
TRIPLE A PARTNERS LLC
Office #1: 2032 Armacost Ave, Los Angeles, CA 90025December 22, 2014 - Present
WILSHIRE PACIFIC CAPITAL ADVISORS, LLC
Office #1: 8447 Wilshire Blvd., Suite 202, Beverly Hills, CA 90211March 15, 2017 - Present
MARBLE TWO CAPITAL, LLC
Office #1: 11766 Wilshire Blvd. Ste 1230, Los Angeles, CA 90025March 13, 2019 - Present
EDGEWATER CAPITAL, LLC
Office #1: 6 Hutton Centre Drive #860, Santa Ana, CA 92707April 4, 2019 - Present
COLUMBIA CAPITAL SECURITIES, INC.
Office #1: 2121 Avenue Of The Stars Suite 800, Los Angeles, CA 90067May 18, 2022 - Present
LYNX CAPITAL, LLC
Office #1: 55 Parson Brown Ct., Moraga, CA 94556June 7, 2022 - Present
RIDGEVIEW CAPITAL, LLC
Office #1: 723 W Pacific Avenue Suite 100, Salt Lake City, UT 84104August 29, 2022 - February 7, 2025
SKYVIEW INVESTMENT BANKING
September 24, 2018 - January 2, 2020
FIVE 9 SECURITIES, LLC
June 22, 2015 - December 27, 2016
WESTPARK CAPITAL, INC.
February 25, 2014 - May 30, 2018
INTEGRATED TRADING AND INVESTMENTS, INC.
September 12, 2013 - October 15, 2013
MONTGOMERY & CO., LLC
May 24, 2012 - August 6, 2013
MCCAFFERTY & COMPANY, LLC
July 27, 2011 - February 28, 2014
BAY MUTUAL FINANCIAL, LLC
July 5, 2011 - May 1, 2017
TRITON PACIFIC CAPITAL, LLC
March 16, 2011 - June 24, 2011
MAM GLOBAL FINANCIAL SERVICES, LLC
January 21, 2011 - August 26, 2011
MCCAFFERTY & COMPANY, LLC
January 4, 2011 - March 6, 2015
LONDON & PACIFIC CAPITAL ADVISORS, LLC
December 23, 2010 - March 8, 2013
PACIFIC PEARL GROUP
October 22, 2010 - June 24, 2011
MAM SECURITIES, LLC
May 5, 2009 - April 30, 2010
MAYFAIR SECURITIES, LLC
May 4, 2009 - April 30, 2010
TRITON PACIFIC CAPITAL, LLC
March 26, 2007 - May 26, 2009
WESTPARK CAPITAL, INC.
October 31, 2005 - January 13, 2010
WESTPARK CAPITAL, INC.
July 23, 2003 - September 17, 2003
WILLIAM O'NEIL SECURITIES
November 14, 1988 - June 17, 2002
WEDBUSH SECURITIES INC.
April 2, 1981 - August 30, 1990
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
July 26, 1979 - February 16, 1981
C. L. MCKINNEY & CO., INC.
June 1, 1978 - July 22, 1979
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 8/11/1998
Limited Representative-Equity Trader ExamFINRA
Current Firm
RIDGEVIEW CAPITAL, LLC
CRD#: 128375 / SEC#: , 8-66128
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| C. BURTON STOHL & CO., LLC | SHAREHOLDER | |
| GREG R. LARSON & CO., LLC | SHAREHOLDER | |
| STOHL, CLARK BURTON | MANAGING DIR/SEC./CCO | 437050 |
Red Flags
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