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Francis Michael Curry

CRD# 852802·Registered 2014 - 2021
Previously Registered: Being a previously registered professional could mean that Francis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Francis Michael Curry, who also goes by Michael F Curry, Francis Michael Curry, was a registered financial advisor. Francis was a previously registered financial professional and started their career in finance 2014 - 2021. Francis had worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael F Curry, Francis Michael Curry

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

ECOBAN SECURITIES CORPORATION·CRD# 29112
BD
New Rochelle, NY
April 8, 2019 - March 8, 2021
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
Beverly Hills, CA
March 27, 2014 - March 7, 2019

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Current Firm

ES
ECOBAN SECURITIES CORPORATION

ECOBAN SECURITIES CORPORATION | ECSEC CORPORATION

CRD#: 29112 / SEC#: 8-39753
BD
Terminated by SEC on 10/12/2024

Contact Information

Established

New York since 09/08/1987

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DEGOT,STEPHEN PARE TRUST 2/17/2001OWNER—
DE GOT, KENNETH PHILBININTERIM FINOP1664674
DEGOT, STEPHEN PARECCO, TRUSTEE1408549

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2013About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2019About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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