Francis M. Curry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Michael Curry, who also goes by Michael F Curry, Francis Michael Curry, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 2014. Francis had worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2019 - March 8, 2021
ECOBAN SECURITIES CORPORATION
March 27, 2014 - March 7, 2019
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/12/2019
General Securities Representative ExaminationCurrent Firm
ECOBAN SECURITIES CORPORATION
CRD#: 29112 / SEC#: , 8-39753
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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