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KD

Kenneth Philbin De Got

CRD# 1664674·Registered 1987 - 2024
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Philbin De Got, who also goes by Kenneth Philbin Degot, was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1987 - 2024. Kenneth had worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kenneth Philbin Degot

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

ECOBAN SECURITIES CORPORATION·CRD# 29112
BD
New Rochelle, NY
August 23, 2022 - August 12, 2024
NEUBERGER BERMAN BD LLC·CRD# 2908
BD
August 30, 1989 - February 25, 1992
ABN AMRO SECURITIES LLC·CRD# 6540
BD
April 29, 1987 - August 30, 1989

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Current Firm

ES
ECOBAN SECURITIES CORPORATION

ECOBAN SECURITIES CORPORATION | ECSEC CORPORATION

CRD#: 29112 / SEC#: 8-39753
BD
Terminated by SEC on 10/12/2024

Contact Information

Established

New York since 09/08/1987

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DEGOT,STEPHEN PARE TRUST 2/17/2001OWNER—
DE GOT, KENNETH PHILBININTERIM FINOP1664674
DEGOT, STEPHEN PARECCO, TRUSTEE1408549

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2023About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2021About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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