Bruce A. Seibel
Professional summary
Bruce Allen Seibel is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Fargo, North Dakota.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1978. Bruce has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Allen Seibel's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 1994 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 818 Main Avenue Suite 4, Fargo, ND 58103January 7, 1992 - July 6, 1994
CETERA WEALTH SERVICES, LLC
March 23, 1990 - December 31, 1991
OPPENHEIMER & CO. INC.
December 23, 1988 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
October 28, 1983 - December 23, 1988
MORISON SECURITIES, INC.
May 23, 1978 - March 9, 1982
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
May 23, 1978 - March 9, 1982
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2003)
(9/12/2018)
(7/13/1994)
(10/11/2005)
(7/15/1994)
Exams
Series 1
Date: 5/16/1978
Registered Representative ExaminationFINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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