Charles D. Breske

CETERA INVESTMENT ADVISERS LLC

MERIDIAN, ID 83642

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CRD#: 852046

Professional summary

Charles David Breske is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Meridian, Idaho and CETERA ADVISORS LLC located in Meridian, Idaho.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Charles has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NETWORK FINANCIAL ASSOCIATES, START 01/01/88, OWNER, FIXED INSURANCE, LIFE/ANNUITIES, LIVING TRUST CREATION. 2) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARY SERVICES START DATE: 03/2013 ; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS FOR CLIENTS OF FIRM ;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles David Breske's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1020 N Hickory Ste 105, Meridian, ID 83642

RIA

CRD#: 105644

MERIDIAN, ID

Current

January 1, 2004 - Present

CETERA ADVISORS LLC

CRD#: 10299

Meridian, ID

Past

January 1, 2004 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

GREENWOOD VILLAGE, IL

Past

May 14, 2002 - January 1, 2004

IFG ADVISORY SERVICES INC

RIA

CRD#: 105316

MIDDLETON, ID

Past

April 20, 1992 - January 2, 2004

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

November 29, 1988 - June 10, 1992

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

Past

April 29, 1988 - November 29, 1988

U.S. ADVISORS, INC.

CRD#: 10721

Past

December 24, 1987 - April 20, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

October 6, 1986 - December 24, 1987

FINANCIAL PLANNERS EQUITY CORPORATION

CRD#: 7420

Past

October 10, 1978 - October 14, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

October 10, 1978 - October 31, 1986

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

October 10, 1978 - October 31, 1986

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Past

May 9, 1978 - November 3, 1978

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/9/2012)

Florida
(11/7/2025)

Idaho
(1/1/2004)

IAR

Idaho
(3/21/2024)

Oregon
(1/1/2004)

Texas
(1/1/2004)

IAR

Texas
(3/21/2024)

Utah
(8/15/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/7/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/1987

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 5/1/1978

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/7/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles D. Breske

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles David Breske's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

IFG ADVISORY SERVICES INC

IFG NETWORK SECURITIES, INC.

DERAND/PENNINGTON/BASS, INC.

U.S. ADVISORS, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

FINANCIAL PLANNERS EQUITY CORPORATION

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

ADVANTAGE CAPITAL CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2002

Series 63

Date: 5/7/1988

SIE

Date: 10/1/2018

Series 7

Date: 3/21/1987

Series 1

Date: 5/1/1978

Series 24

Date: 5/7/1994

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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