William C. Turner
CETERA INVESTMENT ADVISERS LLC | Financial Advisor
Troy, MI 48098
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CRD#: 851826
Professional summary
William Charles Turner is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Troy, Michigan and CETERA WEALTH SERVICES, LLC located in Troy, Michigan.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. William has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10, Series 8 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: OLD SNOW FARM MANAGEMENT INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: REAL ESTATE RENTAL PROPERTY START DATE: 12/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: PROPERTY RENTAL OWNER; 2. NAME OF OTHER BUSINESS: MTF MANAGEMENT INCORPORATED INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PAYROLL START DATE: 2/2025 POSITION/TITLE/RELATIONSHIP: SALES MARKETING ACCOUNTING HR AND MANAGEMENT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SALES MARKETING ACCOUNTING HR AND MANAGEMENT; 3. NAME OF OTHER BUSINESS: SENTIA WEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2025 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view William Charles Turner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1450 West Long Lake Road Suite 370, Troy, MI 48098RIA
CRD#: 105644
Troy, MI
Current
February 24, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1450 West Long Lake Road Suite 370, Troy, MI 48098BD
CRD#: 13572
Troy, MI
Past
July 29, 2019 - February 28, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Troy, MI
Past
July 26, 2019 - February 28, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Troy, MI
Past
August 31, 2018 - August 23, 2019
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Troy, MI
Past
August 31, 2018 - August 23, 2019
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Troy, MI
Past
March 10, 2016 - August 31, 2018
L.M. KOHN & COMPANY
RIA
CRD#: 27913
TROY, MI
Past
March 7, 2016 - August 31, 2018
L.M. KOHN & COMPANY
BD
CRD#: 27913
TROY, MI
Past
June 25, 2015 - March 8, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
TROY, MI
Past
June 24, 2015 - March 8, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
TROY, MI
Past
August 2, 2012 - June 24, 2015
L.M. KOHN & COMPANY
RIA
CRD#: 27913
TROY, MI
Past
July 12, 2012 - June 24, 2015
L.M. KOHN & COMPANY
BD
CRD#: 27913
TROY, MI
Past
April 14, 2010 - July 19, 2012
LEONARD & COMPANY
RIA
CRD#: 36527
TROY, MI
Past
March 5, 2007 - July 19, 2012
LEONARD & COMPANY
BD
CRD#: 36527
TROY, MI
Past
July 31, 1993 - March 12, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
TROY, MI
Past
February 15, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
March 19, 1984 - February 15, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Past
May 1, 1978 - February 27, 1984
MANLEY, BENNETT, MCDONALD & CO
BD
CRD#: 551
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/24/2025)
RR
California(2/24/2025)
RR
Florida(2/24/2025)
RR
Georgia(2/24/2025)
RR
Illinois(2/24/2025)
RR
Indiana(2/24/2025)
RR
Maryland(2/24/2025)
RR
Massachusetts(2/24/2025)
RR
Michigan(2/24/2025)
IAR
Michigan(2/24/2025)
RR
Nevada(2/24/2025)
RR
New York(2/24/2025)
RR
North Carolina(2/24/2025)
RR
Ohio(2/25/2025)
RR
Pennsylvania(2/24/2025)
RR
South Carolina(2/24/2025)
RR
Tennessee(3/26/2025)
RR
Texas(2/24/2025)
IAR
Texas(2/24/2025)
RR
West Virginia(2/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/19/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
Financial AdvisorCRD#: 105644Troy, MI 48098TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
