HB
Helen S. Bueno
JANNEY MONTGOMERY SCOTT LLC
Miami, FL 33156
Some features on this profile are disabled
CRD#: 850626
HB
Professional summary
Helen Stovall Bueno, who also goes by Helen Stovall Leyva, Helen Vann Leyva, Helen Vann Stovall, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Miami, Florida.
Helen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Helen has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Helen Stovall Leyva | Helen Vann Leyva | Helen Vann Stovall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 9775 South Dixie, LLC, Pinecrest, FL. Investor; Holding in small Commercial Property (2018). No active time involved, not investment related, not compensated. 2. Mont Tremblant Sommet Des Neiges, Coral Gables, FL. Condo time share owner (01/1991). Not investment related, income compensated, no active time involved.
CRS (Client Relationship Summary) - RIA
Click below to view Helen Stovall Bueno's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Helen Stovall Bueno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2023 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 8950 Sw 74 Court Suite 2005, Miami, FL 33156RIA
BD
CRD#: 463
Miami, FL
Current
February 28, 2023 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 8950 Sw 74 Court Suite 2005, Miami, FL 33156RIA
BD
CRD#: 463
Miami, FL
Past
January 8, 2021 - March 3, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Coral Gables, FL
Past
August 14, 2015 - March 3, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Coral Gables, FL
Past
December 6, 2011 - August 14, 2015
JHS CAPITAL ADVISORS, LLC
BD
CRD#: 112097
MIAMI, FL
Past
February 19, 1980 - August 6, 2013
YOUNG, STOVALL AND COMPANY
BD
CRD#: 8121
MIAMI, FL
Past
March 28, 1978 - February 29, 1980
FIRST EQUITY CORPORATION OF FLORIDA
BD
CRD#: 9
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/1/2023)
RR
Arkansas(3/1/2023)
RR
California(3/1/2023)
RR
Colorado(3/1/2023)
RR
Florida(3/1/2023)
RR
Illinois(3/6/2023)
RR
Kentucky(3/1/2023)
RR
Louisiana(3/1/2023)
RR
Maryland(3/1/2023)
RR
Michigan(3/1/2023)
RR
Minnesota(3/1/2023)
RR
Mississippi(3/1/2023)
RR
Missouri(3/1/2023)
RR
New York(3/1/2023)
RR
North Carolina(3/13/2023)
RR
Oklahoma(3/1/2023)
RR
South Carolina(3/1/2023)
RR
Tennessee(3/1/2023)
IAR
Texas(2/28/2023)
RR
Texas(3/1/2023)
RR
Virginia(3/1/2023)
RR
Washington(3/1/2023)
RR
Wisconsin(3/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463Miami, FL 33156TRUST BUT VERIFY
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