Carleton C. Brighton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carleton Chester Brighton was a registered financial advisor .
Carleton is a previously registered financial advisor and started their career in finance in 1978. Carleton had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2006 - November 11, 2009
OLD MUTUAL INVESTMENT PARTNERS
July 7, 2006 - November 10, 2009
THOMPSON SIEGEL & WALMSLEY LLC
August 24, 2004 - December 31, 2005
OLD MUTUAL INVESTMENT PARTNERS
November 4, 1998 - December 31, 2002
THOMPSON SIEGEL & WALMSLEY LLC
March 1, 1978 - July 22, 1998
LORD ABBETT DISTRIBUTOR LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OLD MUTUAL INVESTMENT PARTNERS
CRD#: 44916 / SEC#: , 8-50875
Contact information
Documents
Red Flags
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