Michael W. Delorey
PRISM FINANCIAL GROUP
Philadelphia, PA
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CRD#: 848364
Professional summary
Michael Walter Delorey, CFP® is a registered financial advisor currently at PRISM FINANCIAL GROUP, LLC located in Philadelphia, Pennsylvania and CETERA INVESTMENT ADVISERS LLC located in Philadelphia, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Insurance Planning
Retirement Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.PRISM FINANCIAL GROUP INC, REGISTERED INVESTMENT ADVISOR, START 1993 AND FIXED INSURANCE 2. NAVY LEAGUE OF THE US PHILA. COUNCIL,45 GROVE ST FLOURTOWN, PA 19031,2HR/WK, TREASURER, SUPPORT ACTIVE DUTY SOLDIER 3. FORT MIFFLIN ON THE DELAWARE, MEMBER, BOARD OF DIRECTORS, START 11/2023, 4HR/WK, 1 FORT MIFFLIN RD PHILA PA 19153
CRS (Client Relationship Summary) - RIA
Click below to view Michael Walter Delorey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
October 22, 2008 - Present
PRISM FINANCIAL GROUP, LLC
RIA
CRD#: 108210
Philadelphia, PA
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 400 Market St Ste 360, Philadelphia, PA 19106RIA
CRD#: 105644
PHILADELPHIA, PA
Current
August 17, 1993 - Present
CETERA ADVISORS LLC
Office #1: 225 S 4th St Ste 402, Philadelphia, PA 19106BD
CRD#: 10299
Philadelphia, PA
Past
February 7, 2008 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
January 2, 1991 - August 24, 1993
AMA INVESTMENT ADVISERS, INC.
BD
CRD#: 678
CHICAGO, IL
Past
December 14, 1978 - January 4, 1991
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
Past
February 1, 1978 - August 14, 1978
R. A. BALSAM & CO.
BD
CRD#: 6698
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/21/2024)
RR
California(8/28/2001)
RR
Colorado(5/4/2011)
RR
Delaware(5/30/1997)
RR
Florida(1/6/1998)
RR
Georgia(4/19/2004)
RR
Hawaii(5/29/2015)
RR
Illinois(5/12/2003)
RR
Indiana(8/5/2025)
RR
Kansas(1/10/2025)
RR
Louisiana(10/26/2017)
RR
Maryland(11/25/1998)
RR
Massachusetts(1/9/2007)
RR
Michigan(7/21/2021)
RR
Minnesota(3/20/2020)
RR
Missouri(7/11/2023)
RR
Nevada(3/6/2018)
RR
New Hampshire(2/5/2024)
RR
New Jersey(8/17/1993)
IAR
New Jersey(4/12/2018)
RR
New Mexico(6/23/2016)
RR
New York(3/6/1997)
RR
North Carolina(8/17/1993)
RR
Ohio(12/19/2023)
RR
Oklahoma(1/10/2025)
RR
Pennsylvania(8/17/1993)
IAR
Pennsylvania(10/22/2008)
RR
South Carolina(8/17/1993)
RR
Texas(1/11/1996)
IAR
Texas(3/21/2024)
RR
Utah(3/30/2015)
RR
Virginia(1/5/1998)
RR
Washington(5/4/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/17/1985
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
