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Timothy M. Rigby

INVESTORS ASSET MANAGEMENT OF GEORGIA
ATLANTA, GA 30328
Some features on this profile are disabled
CRD#: 848277
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Professional summary


Timothy Michael Rigby is a registered financial advisor currently at INVESTORS ASSET MANAGEMENT OF GEORGIA INC located in Atlanta, Georgia.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Timothy has worked at 9 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Timothy Michael Rigby's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 9, 2003 - Present

INVESTORS ASSET MANAGEMENT OF GEORGIA INC

Office #1: 7000 Peachtree Dunwoody Rd., Bldg. 9, Suite 200, Atlanta, GA 30328
RIA
CRD#: 106796
ATLANTA, GA
Past

December 10, 2001 - December 31, 2013

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
SOUTHERN SHORES, NC
Past

January 1, 2000 - December 12, 2001

ALLEN C. EWING & CO.

BD
CRD#: 26102
JACKSONVILLE, FL
Past

January 10, 1997 - January 1, 2000

CAPITAL RESEARCH CORPORATION

BD
CRD#: 6314
JACKSONVILLE, FL
Past

June 7, 1996 - December 11, 1996

BUCKHEAD FINANCIAL CORPORATION

BD
CRD#: 18398
Past

March 15, 1991 - June 18, 1996

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

October 29, 1990 - March 18, 1991

IFG NETWORK SECURITIES, INC.

BD
CRD#: 19948
ATLANTA, GA
Past

November 25, 1988 - November 13, 1990

INVESTORS ASSET MANAGEMENT, INC.

BD
CRD#: 7968
Past

February 1, 1978 - December 2, 1988

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESTORS ASSET MANAGEMENT OF GEORGIA INC
INVESTORS ASSET MANAGEMENT | INVESTORS ASSET MANAGEMENT OF GEORGIA INC

CRD#: 106796 / SEC#: 801-37633

RIA
Registered Investment Advisory firm - (11/1/1990 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(5/9/2003)
IAR
Texas
(3/30/2011)

Exams


State Security Law Exam
RR
Series 63
Date: 6/25/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


IA
INVESTORS ASSET MANAGEMENT OF GEORGIA INC
INVESTORS ASSET MANAGEMENT | INVESTORS ASSET MANAGEMENT OF GEORGIA INC

CRD#: 106796 / SEC#: 801-37633

RIA
Registered Investment Advisory firm - (11/1/1990 Approved)
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Contact information


Main Address
7000 Peachtree Dunwoody Road Bldg 9 Suite 200, Atlanta, GA 30328
Mailing Address
Phone number
(770) 394-5619
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (7 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART II BROCHURE (3/4/2025)

Regulatory assets under management


Total Number of Accounts683
AUM (Assets Under Management)$ 401,298,696

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INVESTORS ASSET MANAGEMENT OF GEORGIA INC

CRD#: 106796Atlanta, GA 30328

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