Robert K. Becker

ALLSTATE FINANCIAL ADVISORS

Somerset, NJ 08873-4149

Some features on this profile are disabled

CRD#: 847906

Professional summary

Robert Kenneth Becker, CFP®, who also goes by Bob Becker, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Somerset, New Jersey and ALLSTATE FINANCIAL SERVICES, LLC located in Somerset, New Jersey.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 4 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 52, Series 1, Series 9, Series 10, Series 53, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Becker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EVERLAKE, CRUMP - COMMISSIONS. POSITION: Agent NATURE: Insurance- commissions INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/11/2025 ADDRESS: 5 Greensview Lane, Scotch Plains NJ 07076, United States DESCRIPTION: I receive renewal commissions and could receive commissions on conversions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Kenneth Becker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

May 9, 2023 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 220 Davidson Ave Ste 99a, Somerset, NJ 08873-4149

RIA

CRD#: 109524

Somerset, NJ

Current

December 12, 2014 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 220 Davidson Ave Ste 99a, Somerset, NJ 08873-4149

CRD#: 18272

Somerset, NJ

Past

January 8, 2001 - January 3, 2013

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

NORTHBROOK, IL

Past

March 3, 1988 - December 21, 2000

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

July 5, 1983 - December 21, 2000

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/7/2021)

New Jersey
(1/14/2021)

IAR

New Jersey
(5/9/2023)

New York
(6/16/2021)

Virginia
(12/12/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/19/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/26/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/24/1983

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 52

Date: 9/15/1979

Municipal Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 12/23/1977

Registered Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 53

Date: 4/25/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/5/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 3/10/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Shivam Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Summit, NJ

Elizabeth Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

IAR

Summit, NJ

Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

IAR

East Brunswick, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert K. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Kenneth Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/19/2002

Series 63

Date: 11/26/1993

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/26/1997

Series 6

Date: 6/24/1983

Series 52

Date: 9/15/1979

Series 1

Date: 12/23/1977

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 53

Date: 4/25/2003

Series 24

Date: 1/5/2002

Series 8

Date: 3/10/1998

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors