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JK

Jerome B. Keating

CABRERA CAPITAL MARKETS
Dunedin, FL 34698
Some features on this profile are disabled
CRD#: 847348
JK
Jerome Bernard KeatingCABRERA CAPITAL MARKETS

Professional summary

Jerome Bernard Keating is a registered financial professional currently at CABRERA CAPITAL MARKETS, LLC located in Dunedin, Florida.

Jerome is registered as a RR (Registered Representative) and started their career in finance in 1978. Jerome has worked at 15 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jerome Bernard Keating's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2026 - Present

CABRERA CAPITAL MARKETS, LLC

Office #1: 1968 Bayshore Boulevard Unit #110, Dunedin, FL 34698
BD
CRD#: 10081
Dunedin, FL
Past

May 12, 2022 - July 20, 2026

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
NEW YORK, NY
Past

May 4, 2020 - June 8, 2022

HILLTOP SECURITIES INC.

BD
CRD#: 6220
PALM BEACH GARDENS, FL
Past

May 30, 2019 - April 1, 2020

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
MEMPHIS, TN
Past

September 26, 2016 - May 8, 2019

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL
Past

July 6, 2015 - October 6, 2016

MAXIM GROUP LLC

BD
CRD#: 120708
Waitsfield, VT
Past

April 25, 2012 - July 2, 2015

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
Waitsfield, VT
Past

July 5, 2011 - May 15, 2012

GCFA SECURITIES, LLC

BD
CRD#: 155191
NEW YORK, NY
Past

December 11, 2008 - June 17, 2011

AURIA SERVICES CORP.

BD
CRD#: 27851
WAITSFIELD, VT
Past

July 21, 2008 - November 17, 2008

BNY MELLON SECURITIES CORPORATION

RIA
CRD#: 231
WAITSFIELD, VT
Past

March 7, 2008 - November 17, 2008

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

June 16, 2006 - March 3, 2008

SAMCO CAPITAL MARKETS, INC.

BD
CRD#: 136532
NEW YORK, NY
Past

May 18, 2005 - June 19, 2006

AURIA SERVICES CORP.

BD
CRD#: 27851
NEW YORK, NY
Past

January 1, 1991 - May 11, 2005

MCFADDEN, FARRELL & SMITH, L.P.

BD
CRD#: 26245
NEW YORK, NY
Past

March 23, 1989 - March 21, 1991

W.A. CAPITAL MARKETS

BD
CRD#: 6292
NEW YORK, NY
Past

March 10, 1987 - January 23, 1989

CHAPDELAINE TULLETT PREBON, LLC

BD
CRD#: 7017
NEW YORK, NY
Past

November 25, 1985 - March 19, 1986

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
Past

January 3, 1978 - August 26, 1985

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/1/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/10/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/1977
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CABRERA CAPITAL MARKETS, LLC
CABRERA CAPITAL MARKETS, INC. | FIRST SECURITIES CORPORATION | CABRERA CAPITAL MARKETS, LLC

CRD#: 10081 / SEC#: , 8-26406

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
227 W. Monroe St. Suite 3000, Chicago, IL 60606
Mailing Address
227 W. Monroe St. Suite 3000, Chicago, IL 60606
Phone number
(312) 236-8888
Established
Delaware since 04/10/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
CABRERA CAPITAL, LLCOWNER
RCF-CABRERA HOLDINGS, INC.OWNER
AGUILAR, ROBERT LUISPRESIDENT4860643
CABRERA, MARTIN [NMN] JRCEO2504167
WORF, JEFF ALLENCHIEF COMPLIANCE OFFICER1416591

Disclosures

Regulatory Event4

Red Flags

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Company Information

CABRERA CAPITAL MARKETS, LLC

CRD#: 10081Dunedin, FL 34698

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