Annette T. Lee
Professional summary
Annette Tehsing Lee is a registered financial professional currently at CORINTHIAN PARTNERS, L.L.C. located in New York, New York.
Annette is registered as a RR (Registered Representative) and started their career in finance in 1978. Annette has worked at 7 firms and has passed the Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Annette Tehsing Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2017 - Present
CORINTHIAN PARTNERS, L.L.C.
Office #1: 275 Madison Avenue 8th Floor, New York, NY 10016December 14, 2012 - April 20, 2016
B. RILEY WEALTH MANAGEMENT
November 6, 2000 - December 17, 2012
SANDERS MORRIS LLC
May 21, 1990 - November 24, 2000
LADENBURG THALMANN & CO. INC.
January 29, 1988 - May 23, 1990
CIBC WORLD MARKETS CORP.
January 30, 1979 - February 5, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
January 3, 1978 - December 23, 1983
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2017)
(6/28/2021)
(5/6/2022)
(12/4/2018)
(3/24/2022)
(2/23/2017)
Exams
Series 5
Date: 10/5/1982
Interest Rate Options ExaminationFINRA
Current Firm
CORINTHIAN PARTNERS, L.L.C.
CRD#: 38912 / SEC#: , 8-48461
Contact information
FINRA licenses (33 States and Territories)
Disclosures
| Regulatory Event | 4 |
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