Brian A. Paulson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Albert Paulson was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1978. Brian had worked at 5 firms and has passed the SIE, Series 41, Series 7, Series 53 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2000 - March 17, 2015
ISAAK BOND INVESTMENTS, INC.
May 10, 1994 - July 17, 1998
SECURITIES RESOLUTION CORPORATION
April 9, 1990 - August 15, 1990
A. G. EDWARDS & SONS, INC.
September 10, 1985 - March 26, 1990
CAPITAL MARKETS CORPORATION
January 3, 1978 - July 22, 1985
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 2/19/1983
NYSE Allied Member ExaminationSeries 40
Date: 12/22/1978
Registered Principal ExaminationCurrent Firm
ISAAK BOND INVESTMENTS, INC.
CRD#: 7413 / SEC#: , 8-21410
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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