FD
Frederick T. Driscoll
CETERA INVESTMENT ADVISERS LLC
BRAINTREE, MA 02184
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CRD#: 846804
FD
Professional summary
Frederick Timothy Driscoll, who also goes by Frederick T Driscoll, Tim Driscoll, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Braintree, Massachusetts and CETERA WEALTH SERVICES, LLC located in Braintree, Massachusetts.
Frederick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Frederick has worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, Series 22TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Frederick T Driscoll | Tim Driscoll
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:DRISCOLL FINANCIAL GROUP; Yes; 35 BRAINTREE HILL OFFICE PARK STE 309; BRAINTREE; MA; 02184; FINANCIAL SERVICES; ASSOCIATE; 5/5/2004; 160; 160; INSURANCE AND INVESTMENT SALES|NAME OF ENTITY: independent insurance agent; Yes; 35 BRAINTREE HILL OFFICE PARK STE 309; BRAINTREE; MA; 2184; fixed insurance sales; independent insurance agent; 3/31/2010; 16; 16; sales of fixed insurance products|NAME OF ENTITY:TUNDIDOR WEALTH INVESTMENT GROUP; Yes; 1800 JOHN F KENNEDY BLVD STE 3; PHILADELPHIA; PA; 19103; FINANCIAL SERVICES/dba; FINANCIAL ADVISOR/SUPERVISOR; 1/1/2015; 2; 2; VOYA REP'S OFFERING RETIREMENT, INVESTMENT MANAGEMENT AND ESTATE PLANNING-FIELD OSJ FOR REPS IN THIS OFFICE.|
CRS (Client Relationship Summary) - RIA
Click below to view Frederick Timothy Driscoll's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 5, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 35 Braintree Hill Office Park Ste 309, Braintree, MA 02184RIA
CRD#: 105644
BRAINTREE, MA
Current
May 25, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 35 Braintree Hill Office Park Ste 309, Braintree, MA 02184BD
CRD#: 13572
Braintree, MA
Past
June 11, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
May 22, 2002 - June 11, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BRAINTREE, MA
Past
May 22, 2002 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BRAINTREE, MA
Past
December 21, 1977 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
December 21, 1977 - May 28, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 21, 1977 - May 28, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2021)
RR
Arizona(6/9/2021)
RR
Arkansas(3/11/2025)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Connecticut(6/9/2021)
RR
Delaware(6/9/2021)
RR
District of Columbia(6/9/2021)
RR
Florida(8/31/2021)
IAR
Florida(4/5/2023)
RR
Georgia(6/9/2021)
RR
Illinois(6/9/2021)
RR
Indiana(6/9/2021)
RR
Iowa(6/9/2021)
RR
Kansas(6/9/2021)
RR
Kentucky(6/9/2021)
RR
Louisiana(6/9/2021)
RR
Maine(6/30/2021)
RR
Maryland(6/9/2021)
RR
Massachusetts(6/11/2021)
IAR
Massachusetts(6/29/2023)
RR
Michigan(6/9/2021)
RR
Minnesota(6/9/2021)
RR
Missouri(6/9/2021)
RR
Montana(6/9/2021)
RR
Nebraska(10/21/2021)
RR
Nevada(6/9/2021)
RR
New Hampshire(6/9/2021)
RR
New Jersey(6/9/2021)
RR
New Mexico(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
Ohio(6/9/2021)
RR
Oregon(6/9/2021)
RR
Pennsylvania(6/9/2021)
RR
Rhode Island(6/9/2021)
RR
South Carolina(6/9/2021)
RR
South Dakota(6/9/2021)
RR
Tennessee(5/23/2024)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Utah(6/9/2021)
RR
Vermont(6/9/2021)
RR
Virgin Islands(6/9/2021)
RR
Virginia(6/9/2021)
RR
Washington(6/9/2021)
RR
West Virginia(6/9/2021)
RR
Wisconsin(6/9/2021)
RR
Wyoming(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 12/15/1977
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Braintree, MA 02184TRUST BUT VERIFY
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