Lawrence H. Brinks
Professional summary
Lawrence Henry Brinks, CFP®, who also goes by Larry Brinks, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Franklin, Tennessee and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Hermitage, Tennessee.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Lawrence has worked at 6 firms and has passed the Series 65, Series 63, Series 72, Series 99TO, SIE, Series 7, Series 1, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Henry Brinks's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
June 3, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 278 Seaboard Lane Ste 10, Franklin, TN 37067June 3, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 256 Jackson Meadows Dr Suite 100, Hermitage, TN 37076January 20, 2004 - June 6, 2011
NEXT FINANCIAL GROUP, INC.
August 18, 2003 - June 6, 2011
NEXT FINANCIAL GROUP, INC.
August 15, 1994 - August 18, 2003
ADVANTAGE CAPITAL CORPORATION
April 27, 1994 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
June 18, 1993 - May 2, 1994
MONEY CONCEPTS CAPITAL CORP
December 20, 1977 - May 28, 1993
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2011)
(6/3/2011)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 12/10/1977
Registered Representative ExaminationFINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/16/2025 | ||
| 11/26/2025 | ||
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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