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Thomas Edward Hinde

CRD# 846642·Registered 1977 - 2015
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Edward Hinde, who also goes by Thomas E Hinde, Tom Hinde, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1977 - 2015. Thomas had worked at 9 firms and has passed the Series 63, SIE, Series 1 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas E Hinde, Tom Hinde

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

SAYBRUS EQUITY SERVICES, LLC·CRD# 153319
BD
Hartford, CT
August 19, 2013 - January 13, 2015
MARSH SECURITIES LLC·CRD# 103846
BD
Dallas, TX
October 12, 2010 - June 8, 2012
INTERLINK SECURITIES CORP.·CRD# 30505
BD
Dallas, TX
May 13, 2010 - November 1, 2010
AMERICAN GENERAL EQUITY SERVICES CORPORATION·CRD# 5435
BD
Houston, TX
January 5, 2009 - July 8, 2009
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Greenwood Village, CO
April 10, 1996 - May 13, 2008
F & G SECURITIES, INC.·CRD# 16364
BD
January 15, 1987 - November 15, 1994
B.C. CHRISTOPHER SECURITIES CO.·CRD# 60
BD
March 24, 1986 - March 14, 1987
GREEN HILL FINANCIAL SERVICE CORPORATION·CRD# 4882
BD
October 16, 1979 - August 9, 1985
THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
December 14, 1977 - July 29, 1978

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Current Firm

SE
SAYBRUS EQUITY SERVICES, LLC

SAYBRUS EQUITY SERVICES, INC | SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319 / SEC#: 8-68521
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One American Row, Hartford, CT 06102-5056

Mailing Address

P.o. Box 5056, Hartford, CT 06102-5056

Phone Number

(860) 403-3100

Established

Delaware since 10/01/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SAYBRUS HOLDINGS, LLCPARENT COMPANY—
ALI, AZIZVICE PRESIDENT / INTRNAL DIRECTOR5030560
CASSIDY, EDWARD WILLIAM JREXEC. VP / INTERNAL DIRECTOR1606787
COSTENBADER, WALTER RUSSELLFINOP1828345
HALPERIN, JEFFREY PAULINTERNAL DIRECTOR2899327
LOWE, MOIRA CRONANPRESIDENT / CEO / INTERNAL DIRECTOR4076427
MOORE, GIDEON CLOYESCHIEF LEGAL OFFICER7011735
SADOWSKI, ADAM MARKASSISTANT VICE PRESIDENT4578505
SIINO, KATHERINE MARYAVP & CHIEF COMPLIANCE OFFICER1666402
TOMKO, CHRISTINECFO, PFO, POO6989991

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1982About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2015About the SIE exam

Series 1 — Registered Representative Examination

Passed Dec 1977

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Oct 1996About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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TH
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