Katherine Mary Siino
Professional Summary
Katherine Mary Siino, who also goes by Katherine Mary Ronzio, Katherine Siino, is a registered financial advisor currently at SAYBRUS EQUITY SERVICES, LLC located in Hartford, Connecticut. Katherine is registered as a RR (Registered Representative) and started their career in finance in 1987. Katherine has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 14, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Katherine Mary Ronzio, Katherine Siino
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
SAYBRUS EQUITY SERVICES, INC | SAYBRUS EQUITY SERVICES, LLC
Contact Information
Main Address
One American Row, Hartford, CT 06102-5056Mailing Address
P.o. Box 5056, Hartford, CT 06102-5056Phone Number
(860) 403-3100Established
Delaware since 10/01/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | — |
| ALI, AZIZ | VICE PRESIDENT / INTRNAL DIRECTOR | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/2/2016)
(4/2/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1987About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Katherine Mary Siino's CRS (Customer Relationship Summary).
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