William Key Moors Goldsmith
Professional Summary
William Key Moors Goldsmith, who also goes by William Keymoors Goldsmith, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1977 - 2007. William had worked at 4 firms and has passed the Series 63, Series 3, Series 5, Series 7, Series 4, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William Keymoors Goldsmith
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
NANTUCKET SECURITIES COMPANY, LLC
Contact Information
Established
Michigan since 10/09/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GOLDSMITH, WILLIAM KEY MOORS | GENERAL SECURITIES PRINCIPAL & CEO | 846124 |
| ALFONSI, JOHN THOMAS | TRUSTEE OF MARISA K GOLDSMITH TRUST UAD 8/13/02 | — |
| MARISA KATE GOLDSMITH TRUST UAD 8/13/02 | INVESTOR | — |
| GREENSTONE, ELIZABETH A REV TRUST UAD 5/1/98 | INVESTOR | — |
| GREENSTONE, ELIZABETH ANN | CCO AND GENERAL SECURITIES PRINCIPAL | 2556722 |
| GREENSTONE, ELIZABETH ANN | TRUSTEE OF ELIZABETH A GREENSTONE TRUST | — |
| MANIACI, VIRGINIA MARIE | FINANCIAL & OPERATIONS PRINCIPAL | 4692195 |
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Aug 1983Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jan 1990Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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