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JK

Jeffrey L. Kilpatrick

NEWPORT SECURITIES
Temecula, CA
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CRD#: 845948
JK

Professional summary


Jeffrey Lynne Kilpatrick, who also goes by Jeffrey Lynn Kilpatrick, is a registered financial advisor currently at NEWPORT SECURITIES CORPORATION located in Temecula, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Jeffrey has worked at 2 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 27, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Jeffrey Lynn Kilpatrick

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Jeffrey Lynne Kilpatrick's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 21, 2001 - Present

NEWPORT SECURITIES CORPORATION

RIA
CRD#: 8250
Temecula, CA
Past

June 16, 1980 - August 25, 2015

NEWPORT SECURITIES CORPORATION

BD
CRD#: 8250
TEMECULA, CA
Past

December 5, 1977 - July 19, 1980

SUTRO & CO. INCORPORATED

BD
CRD#: 801

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/21/2001)

Exams


State Security Law Exam
RR
Series 63
Date: 9/21/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/4/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


NS
NEWPORT SECURITIES CORPORATION
NEWPORT SECURITIES CORPORATION

CRD#: 8250 / SEC#: , 8-24805

California
Registered Investment Advisory firm - SEC (12/20/2001 Approved)
BD
Terminated by SEC on 08/25/2015
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Contact information


Main Address
Temecula, CA
Mailing Address
Phone number
(951) 587-6910
Established
California since 03/01/1980
Firm type
Corporation
Fiscal year end
December
# of Employees
1

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
KILPATRICK, JEFFREY LYNNEPRESIDENT, CCO845948

Regulatory assets under management


Total Number of Accounts24
AUM (Assets Under Management)$ 80,736,049

Disclosures


Regulatory Event6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NEWPORT SECURITIES CORPORATION

CRD#: 8250Temecula, CA

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