Frank T. Delurgio

BFC PLANNING

St. Louis, MO 63110

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CRD#: 845637

Professional summary

Frank Thomas Delurgio, CFP® is a registered financial advisor currently at BFC PLANNING, INC. located in St. Louis, Missouri and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in St. Louis, Missouri.

Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Frank has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

What are your service offerings?

Long-term Care

Estate Planning

Employee and Employer Plan Ben...

Investment Planning

Tax Planning

Comprehensive Financial Planni...

Insurance Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. VETTA FINANCIAL, LLC.-Y- ST. LOUIS, MO- DBA-INVESTMENT ADVISOR-08/2012-160-130-SECURITIES, FINANCIAL PLANNING & RETIREMENT PLANNING. 2. VETTA FINANCIAL, LLC-N- ST. LOUIS, MO- INSURANCE-INSURANCE SALES REP-08/31/2012-2-1-SELL FIXED ANNUITIES AND INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Thomas Delurgio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

September 4, 2012 - Present

BFC PLANNING, INC.

Office #1: 1930 Edwards St. Suite 100, St. Louis, MO 63110

RIA

CRD#: 119682

St. Louis, MO

Current

August 31, 2012 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Office #1: 1930 Edwards St. Suite 100, St. Louis, MO 63110

RIA

CRD#: 13609

St. Louis, MO

Past

November 5, 2003 - August 31, 2012

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

ST. LOUIS, MO

Past

November 5, 2003 - August 31, 2012

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

ST. LOUIS, MO

Past

January 14, 1997 - November 14, 2003

OSAIC FA, INC.

RIA

CRD#: 3978

CLAYTON, MO

Past

December 28, 1981 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

November 25, 1977 - November 14, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

November 25, 1977 - November 14, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/5/2012)

Colorado
(9/5/2012)

Florida
(9/4/2012)

Illinois
(9/4/2012)

Kentucky
(12/9/2024)

Minnesota
(5/9/2019)

Missouri
(9/4/2012)

IAR

Missouri
(9/4/2012)

New York
(9/5/2012)

Texas
(9/18/2012)

Wisconsin
(9/5/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/20/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/1998

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 11/18/1977

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Frank T. Delurgio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Thomas Delurgio's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

OSAIC FA, INC.

LINCOLN NATIONAL PENSION INSURANCE COMPANY

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/20/1983

SIE

Date: 10/1/2018

Series 7

Date: 12/22/1998

Series 1

Date: 11/18/1977

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

Contact information

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