Douglas J. Hanes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas James Hanes was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1977. Douglas had worked at 4 firms and has passed the Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 1989 - August 9, 1989
GORE-HORVATH, INC.
January 5, 1987 - February 10, 1987
BRASWELL LENZIE & COMPANY
August 6, 1980 - January 31, 1982
A. G. EDWARDS & SONS, INC.
November 1, 1977 - August 25, 1980
FIRST OF MICHIGAN CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
GORE-HORVATH, INC.
CRD#: 6809 / SEC#: , 8-18236
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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