James G. Walsh

BYRNE FINANCIAL FREEDOM

Franklin, MA 02038

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CRD#: 844662

Professional summary

James Gary Walsh, who also goes by J. Gary Walsh, is a registered financial advisor currently at BYRNE FINANCIAL FREEDOM, LLC located in Franklin, Massachusetts and LPL FINANCIAL LLC located in Franklin, Massachusetts.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. James has worked at 9 firms and has passed the Series 65, Series 63, Series 62, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J. Gary Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) LPL Financial LLC DBA Byrne Financial Freedom, Investment Related, Reported Location, Broker Dealer, Registered Representative, 10/2007, 40 hrs/month (2) 08/29/2014: Byrne Financial Freedom, LLC � Registered Investment Advisor Hybrid � DBA: (HYBRID) Byrne Financial Freedom, LLC � INV REL � At Reported Business Location(s) � Started 08/24/2013 � 120 Hr/Mo; 80 Hours During Securities Trading � I provide investment advisory services through Byrne Financial Freedom, LLC, an independent investment advisor firm. I started this business activity in August, 2014. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Gary Walsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2013 - Present

BYRNE FINANCIAL FREEDOM, LLC

Office #1: 11 East Street, Franklin, MA 02038

RIA

CRD#: 167893

Franklin, MA

Current

October 25, 2007 - Present

LPL FINANCIAL LLC

Office #1: 11 East St., Franklin, MA 02038-2110

RIA

CRD#: 6413

Franklin, MA

Past

November 2, 2007 - October 30, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

July 13, 2006 - September 19, 2007

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

BOSTON, MA

Past

July 8, 2005 - September 19, 2007

J.P. MORGAN SECURITIES LLC

CRD#: 79

BOSTON, MA

Past

July 1, 2003 - July 12, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

September 1, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 16, 1988 - November 16, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 18, 1985 - January 7, 1988

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

Past

May 19, 1978 - May 3, 1985

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

October 26, 1977 - May 19, 1978

KIDDER, PEABODY & CO., INCORPORATED

CRD#: 488

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BYRNE FINANCIAL FREEDOM, LLC

CRD#: 167893 / SEC#: 801-107534

RIA

Registered Investment Advisory firm - (3/28/2016 Approved)

Florida

Registered Investment Advisory firm - (4/5/2016 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/5/2016 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/13/2016 Terminated)

New York

Registered Investment Advisory firm - (4/5/2016 Terminated)

Rhode Island

Registered Investment Advisory firm - (4/5/2016 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/17/2008)

Connecticut
(2/10/2012)

Florida
(11/5/2007)

IAR

Florida
(7/10/2013)

Georgia
(5/5/2015)

Maine
(3/10/2017)

Maryland
(6/7/2013)

Massachusetts
(10/29/2007)

IAR

Massachusetts
(8/19/2013)

Nevada
(1/29/2019)

New Hampshire
(10/26/2007)

IAR

New Hampshire
(3/14/2016)

New Jersey
(9/19/2014)

New York
(11/21/2007)

Ohio
(8/4/2009)

Rhode Island
(2/24/2009)

Tennessee
(6/25/2015)

IAR

Texas
(5/5/2014)

Texas
(5/15/2014)

Virginia
(11/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/26/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/17/1982

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/15/1977

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BYRNE FINANCIAL FREEDOM, LLC

CRD#: 167893 / SEC#: 801-107534

RIA

Registered Investment Advisory firm - (3/28/2016 Approved)

Florida

Registered Investment Advisory firm - (4/5/2016 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/5/2016 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/13/2016 Terminated)

New York

Registered Investment Advisory firm - (4/5/2016 Terminated)

Rhode Island

Registered Investment Advisory firm - (4/5/2016 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2016 Terminated)

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Contact information

Main Address

11 East Street, Franklin, MA 02038

Mailing Address

Phone number

(508) 528-9366

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BYRNE FINANCIAL DISCLOSURE BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,657
AUM (Assets Under Management)	$ 435,738,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James G. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Gary Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

L. F. ROTHSCHILD & CO. INCORPORATED

KIDDER, PEABODY & CO. INCORPORATED

KIDDER, PEABODY & CO., INCORPORATED

Primary Firm SEC Registration

BYRNE FINANCIAL FREEDOM, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/2006

Series 63

Date: 6/26/1984

Series 62

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 12/17/1982

Series 7

Date: 10/15/1977

FINRA

Current Firm

BYRNE FINANCIAL FREEDOM, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BYRNE FINANCIAL FREEDOM, LLC

TRUST BUT VERIFY

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