RO
Richard Ohanesian
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Farmington, CT 06032
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CRD#: 844545
RO
Professional summary
Richard Ohanesian, AIF®, who also goes by Dick Ohanesian, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Farmington, Connecticut and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Farmington, Connecticut.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Richard has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dick Ohanesian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, INV REL-20/WK-20/TRADING, 11/09/18 2) OSJ PARTNERS LLC, 433 SOUTH MAIN STREET STE 104 WEST HARTFORD, CT, BRANCH OFFICE, CONSULTANT/HEAD OF COMPLIANCE, 12/21/20, INV REL, 25 HR/WK- 8/TRADING HRS 3) RKOHAN LLC, 1 Whitney Lane, Canton CT 06019, 11/2018, OWNER, DBA, NIR, 1 HR/MONTH 0 HR/MONTH TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Richard Ohanesian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 7, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 74 Batterson Park Rd. Ste. 303, Farmington, CT 06032RIA
CRD#: 134139
Farmington, CT
Current
November 7, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 74 Batterson Park Rd. Ste. 303, Farmington, CT 06032BD
CRD#: 39543
Farmington, CT
Past
November 1, 1993 - December 14, 2018
OHANESIAN / LECOURS, INC.
BD
CRD#: 23757
WEST HARTFORD, CT
Past
October 15, 1993 - November 3, 1993
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
August 2, 1990 - December 14, 2018
OHANESIAN / LECOURS, INC.
RIA
CRD#: 23757
WEST HARTFORD, CT
Past
May 4, 1990 - October 20, 1993
OHANESIAN / LECOURS, INC.
BD
CRD#: 23757
WEST HARTFORD, CT
Past
September 6, 1988 - May 21, 1990
CAMBRIDGE EQUITY CORPORATION
BD
CRD#: 15801
Past
October 13, 1987 - July 8, 1988
U.S. SECURITIES, INC.
BD
CRD#: 14289
Past
March 10, 1986 - August 31, 1987
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Past
June 6, 1984 - March 27, 1986
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Past
October 26, 1977 - June 25, 1984
ADVEST, INC.
BD
CRD#: 10
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/8/2018)
RR
Alaska(1/2/2020)
RR
Arizona(11/7/2018)
RR
California(11/7/2018)
RR
Colorado(11/7/2018)
RR
Connecticut(11/9/2018)
IAR
Connecticut(11/9/2018)
RR
Delaware(1/2/2020)
RR
District of Columbia(11/8/2018)
RR
Florida(11/7/2018)
RR
Georgia(11/7/2018)
RR
Hawaii(4/23/2019)
RR
Illinois(11/7/2018)
RR
Indiana(11/7/2018)
RR
Iowa(1/2/2020)
RR
Kansas(12/3/2018)
RR
Kentucky(11/7/2018)
RR
Louisiana(1/2/2020)
RR
Maine(12/14/2018)
RR
Maryland(11/7/2018)
RR
Massachusetts(12/14/2018)
RR
Michigan(12/12/2018)
RR
Minnesota(1/2/2020)
RR
Missouri(11/7/2018)
RR
Montana(2/1/2019)
RR
Nebraska(1/2/2020)
RR
Nevada(11/7/2018)
RR
New Hampshire(12/14/2018)
RR
New Jersey(11/7/2018)
RR
New Mexico(4/23/2019)
RR
New York(11/7/2018)
RR
North Carolina(12/14/2018)
RR
Ohio(12/14/2018)
RR
Oklahoma(1/2/2020)
RR
Oregon(11/7/2018)
RR
Pennsylvania(12/14/2018)
RR
Rhode Island(11/19/2018)
RR
South Carolina(12/12/2018)
RR
South Dakota(11/8/2018)
RR
Texas(11/7/2018)
IAR
Texas(11/7/2018)
RR
Utah(4/23/2019)
RR
Vermont(11/16/2018)
RR
Virginia(12/14/2018)
RR
Washington(11/7/2018)
RR
West Virginia(11/7/2018)
RR
Wisconsin(4/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
